Regulation and compliance
Regulation and compliance
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Public finance issuers are taking an increased interest in the applications of blockchain and distributed ledger technology, and it is entering the market in multiple ways.
September 24 -
Cities and representatives from the National Urban League said the infrastructure bill would be a huge boost for cities and underserved neighborhoods.
September 24 -
A firm and its two principals have been charged for an improper fee-splitting arrangement under the relatively new regulatory regime for municipal advisors.
September 23 -
The country's digital divide and ailing water infrastructure would see boosts in bipartisan infrastructure bill up for House vote as soon as Monday.
September 23 -
Making the Federal Reserve's Municipal Liquidity Facility a permanent emergency lending program would be “valuable and forward thinking," Connecticut Treasurer Shawn Wooden told a House subcommittee.
September 23 -
Citi's muni strategy group had worried that a proposed 3% surcharge in the reconciliation bill would apply to tax-exempt interest, but now feels differently.
September 22 -
Retiree medical benefits are creating an overhang for states as they continue to grapple with the pandemic, analysts said.
September 21 -
The House is expected to approve a stopgap funding measure that suspends the debt ceiling and marks one of several partisan showdowns ahead of the looming fiscal year-end.
September 21 -
A superior court judge has granted the relator a small victory in a long fought case of alleged false claims, fraud and collusion.
September 21 -
Tax exempt coupon income may be included in a proposed 3% high income surcharge in the reconciliation bill, Citi says
September 21 -
Muni advisors can dialogue with regulators on key obligations from multiple perspectives
September 20 -
The Municipal Securities Rulemaking Board has published its strategic goals for the next four years, which includes the launch of EMMALabs, moving all of its data systems to the cloud and updating its rulemaking guidance.
September 20 -
RBC and two muni managers settled charges of flipping bonds in the SEC's latest action targeting abuse of retail order periods.
September 17 -
The Securities and Exchange Commission settled with the Sweetwater Union High School District as well as former Chief Financial Officer Karen Michel.
September 16 -
The proposed changes would reduce the volume of disclosures dealers have to make to customers each year.
September 14 -
SALT relief was not part of the initial language in the reconciliation bill, but several moderate Democrats say they won't support the legislation without it.
September 14 -
In the last decade Omid was involved in cyber security issues.
September 9 -
“Chandra has built a reputation as an innovator at Moody’s,” said Tim Blake, managing director of public finance.
September 9 -
The MSRB has announced an extension for municipal bond advisors seeking Series 54 certification, moving the compliance date from to Nov. 30, 2021, from Nov.12.
September 3 -
Some issuers may have taken their eyes off of arbitrage risk, but advisors are still taking that tax-exempt compliance job seriously.
September 3
















