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BNY Mellon Capital Markets failed to submit accurate minimum denomination and maximum interest rate information 54,270 times, FINRA found.June 29
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Days before the SEC's regulation best interest goes into place, the SEC approved corresponding changes to muni securities rules.June 26
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Despite criticism, the Municipal Securities Rulemaking Board said the calculator will help track the timeliness of secondary market disclosures.June 25
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Especially helpful is the MSRB’s weekly report aggregating disclosures made to the EMMA website that describe the impact of COVID-19 on state and local governments’ financial condition and operating status.June 23
ProfessorGeorgia State University
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There is absolutely no good reason why, 10 years after Dodd-Frank was enacted, the MSRB has not rationalized its fee structure.June 17
CEOBond Dealers of America
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Primary market COVID-19 disclosures increased to 2,926 filings from 2,529 the week prior. Continuing disclosures increased to 6,107 filings from 5,677.June 16
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No real clear, universal definition of ‘green’ exists and it is complicating investor understanding of the market.June 9
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Municipalities are making draws on reserves as revenues fall due to the pandemic.June 9
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A sticking point for dealers is the MSRB's proposal to reserve two seats on its board for municipal advisors.June 8
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The MSRB is seeking to reduce the size of its board to 15 members and to extend the "cooling off" period for bankers and muni advisors seeking seats as members of the public.June 5
