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The broker did not disclose conflicts of interest and altered documents, FINRA found.November 24
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Municipal Securities Rulemaking Board CEO Mark Kim talks about his priorities after recently being named CEO in October, changes to its reduced board size and transparency of the board. Sarah Wynn hosts. (34 minutes)November 24
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The Municipal Securities Rulemaking Board consolidated a few positions, eliminating its chief compliance officer role and promoting its CFO.November 23
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The MSRB is looking specifically for issuers and non-dealer municipal advisors.November 12
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The SEC's Rebecca Olsen said in 2021, the regulator plans to explore ways to get more comment on financial disclosure recommendations.October 29
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The MSRB also said it was looking for volunteers for two advisory groups.October 27
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Record new issuance in 2020 in the face of dealing with shutdowns, diminishing tax revenues and political unrest shows how resilient the industry is.October 27
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The board, at the first quarterly board meeting of its 2021 fiscal year, also voted to split its existing Nominating and Governance Committee into two.October 23
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The Municipal Securities Rulemaking Board's new CEO plans to improve the quality of data on its site.October 20
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Groups said regulation would not be helpful in encouraging more disclosure.October 19
