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The compliance outreach program for municipal advisors and dealers, will be hosted jointly by the SEC, MSRB and FINRA.
December 11 -
"We sued to take a stand against the SROs on principle," an ASA spokesperson said Wednesday in a reference to both the MSRB and FINRA.
December 10 -
"Ultimately, this report is essential because member firm compliance protects investors and safeguards the integrity of our markets," FINRA's Greg Ruppert said.
December 9 -
C. Christopher Trower was the lead attorney before the Supreme Court in a case that upheld states' rights to preferential tax treatment of their own bonds.
December 5 -
"The Nominating Committee's goal is to achieve broad representation of the municipal securities market on the MSRB Board of Directors," the committee's chair said.
December 4 -
The $16,250 was part of a $150,000 total fine Wedbush agreed to pay to settle FINRA allegations.
November 10 -
The MSRB plans to issue the request for comment regarding MSRB Rule D-15 "within the next week or so."
October 29 -
"BDA supports the proposal and we encourage the commission to approve it," its letter said.
October 27 -
"Over the next fiscal year, I look forward to collaborating with MSRB Board members from across our industry, and the nation," Board Chair Natasha Holiday said.
October 24 -
"I would say don't be afraid to pick up the phone and talk to investors directly," Nuveen's Molly Shellhorn said.
October 23 -
"Bond by bond, project by project the muni market has helped to build the spaces and places where American life unfolds," SEC Chairman Paul Atkins said in a speech delivered at the MSRB's 50th Anniversary Celebration Tuesday evening.
October 22 -
The attackers did not steal any data, but the firm had to rebuild its servers to get back into operation, said Albert Rodriguez, a manager at ImageMaster.
October 16 -
Interactive Brokers said it "promptly addressed the issue that gave rise to the settlement."
October 3 -
The board also said it plans to return more than $23 million in surplus operating reserves to the municipal bond industry.
October 2 -
"I think, overwhelmingly, all of our market participants are wanting the same thing and that's really a thriving municipal market," Holiday said.
September 30 -
Serving on MSRB's Board of Directors over the past four years has been a privilege and an honor.
September 26
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"We're always happy to have these conversations," Sanchez said during a virtual conference co-hosted by XBRL US and the University of Denver.
July 31 -
Vivian Altman, Nancy Feldman, Daniel Hartman and JoLinda L. Herring slated to serve four-year terms starting Oct. 1.
July 30 -
While the cost of small trades is higher than institutional trades across all fixed-income markets, the gap is more pronounced in the municipal bond market.
July 22 -
The meeting will be held on July 23 and 24.
July 18













