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The Municipal Securities Rulemaking Board brought four trade groups together to discuss the volatility and allocation of its fees under the now abandoned rate card model.
March 15 -
Dealer groups look forward to the upcoming meetings to discuss the future of Municipal Securities Rulemaking Board fees.
March 5 -
New MSRB Rule G-46 on the duties of solicitor municipal advisors goes into effect on March 1
March 1 -
The MSRB remains fully committed to its strategic goal of upholding public trust and looks forward to engaging with its stakeholders in the coming weeks.
February 28Municipal Securities Rulemaking Board -
The Municipal Securities Rulemaking Board's request for information on small firms has commenters divided over what rules should apply to small firms and how the board should go about instituting them.
February 27 -
The board has initiated a review of the annual rate card process.
February 20 -
Comments submitted to the SEC on the MSRB's amendments to Rule G-14 note how important exceptions for manual trades and limited trading activity are in the move to a one-minute reporting standard.
February 16 -
The MSRB requested information about the challenges facing small firms the firms have not held back in citing what they view as a difficult regulatory environment.
February 13 -
Speaking at the 2024 National Outlook Conference, MSRB chief executive officer noted the number of calls the MSRB has received since the suspension was announced.
February 8 -
The amendments add a new section to Rule G-12 to align with Exchange Act Rule 15c6-2.
February 8