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"We're always happy to have these conversations," Sanchez said during a virtual conference co-hosted by XBRL US and the University of Denver.
July 31 -
The funds have net assets of around $187 million.
July 25 -
There have been critics of SRO authority since they started regulating the financial industry nearly a century ago, but their ideas have yet to find a political moment so suited to them.
July 25 -
The MSRB Board also elected PRAG's Wendell Gaertner as vice-chair and approved a budget and rate card.
July 24 -
The meeting will be held on July 23 and 24.
July 18 -
Randall "Randy" Miller, Chad Miller and Jeffrey De Laveaga were charged by the SEC with creating false documents that were provided to investors in two municipal bond offerings.
July 18 -
"We supported the approved rule change and are extremely disappointed that the MSRB is now proposing to halt the progress it had been making toward full and complete transparency in the municipal securities market," Dimensional Fund Advisors officials said in a letter.
July 14 -
Isaak Bond Investments has agreed to pay a $20,000 fine to settle allegations brought by the Financial Industry Regulatory Authority.
July 9 -
"I've always really enjoyed what I do," said Henry, who began doing legal work involving municipal securities in 1981.
July 9 -
"If you are seeking the services of a municipal advisor, it would be helpful to use the term municipal advisor in your RFP/Qs," said Sanchez, director of the SEC's Office of Municipal Securities.
July 3