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The SEC answered questions regarding COVID-19 disclosure in a webinar Thursday and said there would not be relief for issuers' late annual financial filings.March 20
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“Anybody who’s having an event between now and May is considering what to do about it,” said Mike Nicholas, CEO of the Bond Dealers of America.March 12
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Congressional offices may decide to minimize or ban face-to-face meetings as virus concerns grow.March 11
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Sources say action on the SEC's proposed exemptive order has slowed, though it could garner attention at next week's conference.March 5
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The longtime muni lobbyist is now BDA's vice president of policy and research, after having played a less formal role over the past year.March 2
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The Illinois attorney general's office is also believed to be looking into the foundation, which issued $170 million of tax-exempt bonds that have defaulted.February 26
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Walter told The Bond Buyer she has been hearing the same push for transparency since her start at the SEC.February 24
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The SEC said that the timeliness of disclosures is a “major challenge” in the secondary market for municipal securities.February 19
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The investigation had appeared likely to be tied to a fraud case involving the New York State Common Retirement Fund.February 18
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SEC staff stayed consistent with its message that antifraud provisions apply to all public statements made by issuers.February 10
