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"FINRA has drifted far from its intended purpose," Rep. Lisa McClain said.
16m ago -
Working in the public interest was "very satisfying," the longtime SEC lawyer said.
April 23 -
In a 52 to 44 vote Wednesday, the Senate voted to confirm the nomination of President Trump's pick to lead the SEC.
April 10 -
Mary Simpkins, who joined the SEC's Office of Municipal Securities in November 1997, is retiring.
March 27 -
While the White Lake, Michigan, township hack is the best-known and publicly disclosed cyberattack, there have been others. Some issuers and firms are reluctant to share these experiences publicly.
March 13 -
The American Securities Association in a brief filed in the U.S. Court of Appeals for the Eleventh Circuit said an SEC order should be set aside because the MSRB is unconstitutionally structured.
February 28 -
One California city has found that corralling a joint powers authority isn't easy.
February 27 -
Hilltop and other firms say more recent SEC off-channel communications settlements eliminated "costly and burdensome" requirements that were imposed on them.
February 10 -
The change, which marked a move away from recent norms, was made since President Donald Trump took office on Jan. 20, the people told Reuters.
February 3 -
The SEC's muni office chief stopped short of saying there might be enforcement imminent.
January 28