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Conditions under a recently announced temporary exemption are narrow, SEC staff said, despite push back from dealers.July 8
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Jay Clayton's recent testimony to federal lawmakers was "troubling," the dealer group said in a letter to the SEC chairman.July 6
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Despite criticism, the Municipal Securities Rulemaking Board said the calculator will help track the timeliness of secondary market disclosures.June 25
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Lawyers say there could be some nuanced changes on how the SEC approaches enforcement if Clayton does leave for the U.S. Attorney job.June 22
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The SEC released an emergency order Tuesday that would allow municipal advisors to facilitate some private placement deals, which have seen an uptick during the pandemic.June 16
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Primary market COVID-19 disclosures increased to 2,926 filings from 2,529 the week prior. Continuing disclosures increased to 6,107 filings from 5,677.June 16
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No real clear, universal definition of ‘green’ exists and it is complicating investor understanding of the market.June 9
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The SEC has asked for more timely, voluntary disclosure from issuers of municipal bonds.June 5
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Greater pre-trade transparency has been a long-standing Securities and Exchange Commission goal.June 1
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The announcement comes at a pivotal time for the municipal market as the SEC released a statement earlier this month detailing the kinds of coronavirus disclosures municipalities should be making.May 22
