-
During his leadership, Clayton oversaw amendments to Rule 15c-12 and pushed for more transparency in the municipal market.November 16
-
Public finance made up just 3% of total standalone enforcement cases.November 3
-
The SEC's Rebecca Olsen said in 2021, the regulator plans to explore ways to get more comment on financial disclosure recommendations.October 29
-
Many issuers in California specifically do not mention climate change in their official statements.October 26
-
The board will discuss a long-term strategic plan for the MSRB and the regulatory framework of electronic trading platforms.October 14
-
Current SEC Chair Jay Clayton will likely not be reappointed as both President Trump and Joe Biden are likely to pick chairs more aligned with their political parties.October 14
-
The maximum allowable issuance under the SEC's temporary exemption is $20 million.October 8
-
Analysts say closer to 100% of issuers should be disclosing COVID-19 impacts, when in actuality, that number is much lower.October 6
-
During a Fixed Income Market Structure Advisory Committee meeting Monday, members said they anticipate volatility as issuers await word on future stimulus, vaccines for COVID-19 and try to figure out what to disclose to investors.October 5
-
The Fixed Income Market Structure Advisory Committee will discuss the impacts of the pandemic on the muni market amid growing uncertainty.October 2
