Regulation and compliance
Regulation and compliance
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It could signal the issuer did not get the best price during a negotiated deal, officials said.
January 23 -
Observers said the Supreme Court likely will allow Federal Reserve Gov. Lisa Cook to remain at her post while she challenges her purported removal by President Donald Trump. But her continued presence would slow, rather than stop, the president's quest for a voting majority on the central bank board.
January 22 -
A letter outlining the industry's priorities marks the PFN's first official act under a new nonprofit status.
January 21 -
"I was disappointed that it didn't go further," said Peg Henry, who launched a municipal securities legal consulting and expert witness services business last year.
January 20 -
Moody's cited the enterprise's exceptional cash position and strong debt service coverage.
January 20 -
The state's Democratic governor and Republican-controlled legislature are at odds over how much to conform with federal tax changes enacted last year.
January 20 -
The RFC asks a number of questions about the dealer supervisory rule.
January 14 -
The rating agency lifted the state's general obligation and other ratings by a notch, citing well-established and prudent governance practices.
January 13 -
"I don't think this topic is necessarily gaining traction as an enforcement matter," said Andrew Kintzinger, counsel at Hunton Andrews Kurth LLP.
January 13 -
It's the first time the regulator has named VRDO rate-resetting process as an area of review.
January 9 -
"The new office will be smaller, more efficient, and right sized for our future needs," an MSRB spokesperson said.
January 5 -
Berryessa Union School District in Santa Clara County had its issuer rating downgraded to A2 from A1 by Moody's.
January 5 -
Green will focus full-time on Democracy Solutions, a firm he launched in March 2024.
December 31 -
The Alaska IDEA's $75M notes were rated AA-plus by S&P, which cited strong financials.
December 30 -
BDA's Decker hopeful that the "sensible regulation" trend will continue.
December 30 -
The municipal advisor area "remains a heavy focus of both the commission's Division of Examinations as well as the Division of Enforcement," Andrew Kintzinger, counsel at Hunton Andrews Kurth, said.
December 24 -
The approved rates will go into effect on Jan. 1.
December 22 -
The Governmental Accounting Standards Board has issued an end of the year Statement which addresses inconsistencies in the financial reporting and definition of an accounting wormhole.
December 22 -
Palomar Health's bond rating remains stuck at junk, but UCSD partnership offers a glimmer of hope.
December 17 -
The final judgment in the case was filed Dec. 10 in the U.S. District Court for the Southern District of New York.
December 12
















