Regulation and compliance
Regulation and compliance
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The bill would create a not-for-profit corporation modeled after California's IBank, but with more flexibility to handle large-scale projects, backers say.
April 29 -
The state plans to price $626 million in GOs, in part, to fund the I-5 bridge replacement
April 25 -
MSRB appreciates "the robust stakeholder engagement and response" to its requests for feedback on both the rate card and a municipal fund securities concept release, Board Chair Bo Daniels said.
April 25 -
Working in the public interest was "very satisfying," the longtime SEC lawyer said.
April 23 -
FINRA fined three individuals a total of $40,000, a settlement document shows
April 22 -
Federal Reserve Chair Jerome Powell warned that actions that undermine the apparent stability of the U.S. economy could have lasting effects on its status as a global safe haven.
April 16 -
S&P Global Ratings cited longer-term concerns on Palisades wildfire-related liabilities in shifting its CreditWatch on Los Angeles Department of Water and Power to a negative outlook.
April 16 -
"Settlor's remorse" is no justification for upsetting a settled order, SEC says.
April 15 -
The Senate's move to rely on an untested accounting method for the reconciliation bill contributes to the lack of clarity around future deficits, the ratings agency said.
April 15 -
It is sadly not possible to prevent 100% fraud scenarios from occurring; however, reassessing your firm's processes for identifying red flags may be a good place to start.
April 9