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The MSRB's decision to rescind the one-minute trade reporting deadline "comes after months of dialogue and engagement with market participants," MSRB President and CEO Mark Kim said.
June 9 -
The muni market's self-regulatory organization has undergone major changes in its five decades, and challenges are ahead.
June 4 -
"It is FINRA's position that, for multiple reasons discussed in its brief opposing Alpine's petition for writ of certiorari, the case did not meet the Supreme Court's standards for review," FINRA said.
June 2 -
Siebert Williams Shank & Co has been censured and fined $55,000 by the Financial Industry Regulatory Authority for rule violations including reporting inaccurate trade times for roughly 12,100 municipal securities transactions.
May 15 -
Levy, a member of The Bond Buyer's Rising Stars Class of 2017, assumed the role of chair in late April.
May 6 -
"FINRA has drifted far from its intended purpose," Rep. Lisa McClain said.
April 30 -
MSRB's goal is to address the public comments it received and to file a new rate card with the SEC before the end of the year, a spokesperson said.
April 29 -
MSRB appreciates "the robust stakeholder engagement and response" to its requests for feedback on both the rate card and a municipal fund securities concept release, Board Chair Bo Daniels said.
April 25 -
FINRA fined three individuals a total of $40,000, a settlement document shows
April 22 -
Responses to an MSRB request for comment indicated broad support for an option designed to modernize delivery of municipal fund securities disclosure documents, but there was less unanimity regarding the need for a stand-alone time of trade disclosure rule.
April 17