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The updated document also addresses disclosure relating to cybersecurity.
June 25
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Some market participants said they were sad to see EMMA Labs go.
June 24
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The SEC told the court it is leaving for later to settle financial terms with Jeffrey DeLaveaga.
May 5
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As an alleged fraud scheme puts a spotlight on due diligence, some say it may be time to rethink practices in that area amid the rise of AI.
April 4
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Mary Simpkins, who joined the SEC's Office of Municipal Securities in November 1997, is retiring.
March 27
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The American Securities Association's federal appeals court case regarding an SEC order has been stayed until Aug. 13.
March 25
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The proposal would codify a supervisory system that recognizes the work from home reality.
May 13
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The relief means little for traditional municipal issuers but will have an effect on some conduit borrowers and issuers "adjacent" to the municipal market.
October 31
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PNC Capital Markets has agreed to pay almost $200,000 to settle with the SEC over a failure to meet disclosure requirements in connection with 36 limited offerings.
December 22 -
Ruben James Rojas agreed to admit wrongdoing and pay a $50,000 fine after the Securities and Exchange Commission found that he misled bond investors in connection with a $100 million offering.
November 22
