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BB&T failed to submit accurate minimum denomination and maximum interest rates to the MSRB’s Short-Term Obligation Rate Transparency (SHORT) System in 3,710 instances, FINRA found.May 8
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To win a summary judgment, a party to a lawsuit must show that there is no factual dispute at issue and that the facts of the case can only support a finding in that party’s favor.April 29
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The MSRB's proposal to implement a more strict standard for public board members would impede the recruitment of qualified candidates, ICI said.April 17
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The board will "review the MSRB’s organizational response to the COVID-19 pandemic, including measures to ensure the safety of staff and stakeholders."April 15
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So far there have been over 200 COVID-19-related disclosures, according to Diver by Lumesis, a financial technology company.March 31
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Banks failed to convince the court that the lawsuit doesn't meet the legal hurdles for a false claims action.March 31
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The new committee of volunteers will be tasked with helping shape the future of EMMA.February 27
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The investigation had appeared likely to be tied to a fraud case involving the New York State Common Retirement Fund.February 18
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The state stepped in to prevent Wall Street banks accused of wrongdoing in the variable-rate market from using what has been their most effective argument.February 14
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Moody’s on Wednesday upgraded Oyster Bay bonds one notch to Baa2 from Baa3 due in part to a resolution of most of the town’s legal challenges.February 12
