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Stradling clients "were fortunate to receive proactive contact from SEC staff to reschedule imminent matters leading up to the shutdown," said Kathleen Marcus, a partner at Stradling.
October 7 -
Interactive Brokers said it "promptly addressed the issue that gave rise to the settlement."
October 3 -
The board also said it plans to return more than $23 million in surplus operating reserves to the municipal bond industry.
October 2 -
SIFMA looks forward to "the SEC approving this rate card, and the resulting fee reductions," Leslie Norwood said.
October 1 -
"I think, overwhelmingly, all of our market participants are wanting the same thing and that's really a thriving municipal market," Holiday said.
September 30 -
Top figures in public finance have weighed in on important events at this year's Infrastructure event.
September 30 -
"If the open jacket policy is actually implemented—which we in the defense bar hope is the case—it would be a welcome reform," one attorney said.
September 26 -
Serving on MSRB's Board of Directors over the past four years has been a privilege and an honor.
September 26
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BDA plans to hold the fly-ins twice a year, CEO Mike Nicholas said.
September 19 -
The SEC-approved amendments will become effective in two stages, the MSRB said.
September 18






