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MSRB Executive Director Mark Kim, as well as the board's new chair and vice chair sit down for a talk about the board's priorities in the new fiscal year.
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A superior court judge has granted the relator a small victory in a long fought case of alleged false claims, fraud and collusion.
September 21 -
The Securities and Exchange Commission settled with the Sweetwater Union High School District as well as former Chief Financial Officer Karen Michel.
September 16 -
The proposed changes would reduce the volume of disclosures dealers have to make to customers each year.
September 14 -
Porter Bingham stands accused of stealing $33,000 from the city of Rolling Fork, Mississippi.
August 18 -
The announcement came after the municipal advisors trade group said it had received a report of COVID-19 exposure at a testing site.
August 12 -
At stake, from SIFMA's perspective, is the potential of the SEC to revive the exemption in the future.
August 11 -
Ed Sisk, a managing director and head of public finance at Bank of America Merrill Lynch, has been MSRB chair since Oct. 1, 2019.
July 14 -
Dealers and muni advisors think the loyalties of solicitor MAs should be clearly disclosed.
June 18 -
The New York-based firm agreed to be censured, pay the penalty, and remedy alleged problems with its supervisory system.
June 15