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Rep. French Hill, R-Ark., said the SEC's temporary relief for MAs to facilitate some private placement deals without registering as a broker-dealer should not have been created through exemptive relief.June 25
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Sorth, who joins as a managing director, will provide municipal bond underwriting and advisory services to clients in Missouri and the Midwest.June 18
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The SEC released an emergency order Tuesday that would allow municipal advisors to facilitate some private placement deals, which have seen an uptick during the pandemic.June 16
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Broker-dealers oppose a proposed change to MSRB's governance rule that would reserve two seats for municipal advisors.April 30
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Perhaps most important, nobody involved in this issue has argued that issuers or anybody else would benefit in any way from exempting MAs from appropriate regulation.March 13
CEOBond Dealers of America
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NAMA believes the order will strengthen protection for issuers in keeping with the recent reforms in the municipal market.March 11
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Sources say action on the SEC's proposed exemptive order has slowed, though it could garner attention at next week's conference.March 5
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The American Securities Association sent a letter to the SEC regarding the regulator's proposed exemptive order for muni advisors, calling it an "ill-advised effort."February 13
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Fieldman, Rolapp & Associates hired Un Chu Reardon in Seattle and Rachel Chang-Kwei in Irvine, California.February 11
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If the new projections bear out Wisconsin would bolster cash and reserve balances while trimming a longstanding GAAP deficitFebruary 4
