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Perhaps most important, nobody involved in this issue has argued that issuers or anybody else would benefit in any way from exempting MAs from appropriate regulation.March 13
CEOBond Dealers of America -
NAMA believes the order will strengthen protection for issuers in keeping with the recent reforms in the municipal market.March 11
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Sources say action on the SEC's proposed exemptive order has slowed, though it could garner attention at next week's conference.March 5
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The American Securities Association sent a letter to the SEC regarding the regulator's proposed exemptive order for muni advisors, calling it an "ill-advised effort."February 13
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Fieldman, Rolapp & Associates hired Un Chu Reardon in Seattle and Rachel Chang-Kwei in Irvine, California.February 11
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If the new projections bear out Wisconsin would bolster cash and reserve balances while trimming a longstanding GAAP deficitFebruary 4
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The dealer group has opposed the proposed order from the start, and is keeping the pressure on as the SEC appears poised to approve the proposal in some form.February 3
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The consulting firm will perform a comprehensive review of the city’s financial position, Mayor Justin Elicker said.January 31
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Bond Dealers of America sent the SEC a long list of requests to limit municipal advisors' roles in private placements.January 29
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Coxswain's organizational restructuring expertise pairs well with UFI's financial planning acumen, the firms said.January 28
