The settled proceeding against Anthony Falsetta, announced Tuesday, is the latest in a string of SEC cases targeting violations of retail order periods.

The trouble stems from a West Virginia tender offer deal Crews & Associates recommended to an issuer.

Porter Bingham stands accused of stealing $33,000 from the city of Rolling Fork, Mississippi.

The announcement came after the municipal advisors trade group said it had received a report of COVID-19 exposure at a testing site.

At stake, from SIFMA's perspective, is the potential of the SEC to revive the exemption in the future.

Former Markham, Illinois, Mayor David Webb Jr. was accused of pocketing bribes for a project financed with bonds. He also pled guilty to criminal charges.

The board will have 15 members for its fiscal year starting Oct. 1.

The board decided last month it would seek commission approval to tweak rules related to mandatory disclosures.

The two issuances under IRS scrutiny join an earlier debt issuance the county disclosed publicly late last year.

FirstEnergy will pay $230 million under a deferred prosecution agreement with federal authorities in the alleged pay-to-play that benefitted its former subsidiary FirstEnergy Solutions.

It was a busy quarterly board meeting for the MSRB.

The agency withdrew its ratings on the commonwealth and all of its authorities for its own business reasons.

Moody's revised the outlook on Nevada's GOs and COPs to stable from negative.

Brian Egan will take up the mantle of being the primary voice for bond lawyers in Washington.

Alleged supervisory failures led to unsuitable trading patterns of Puerto Rico and other bonds, FINRA found.

Ed Sisk, a managing director and head of public finance at Bank of America Merrill Lynch, has been MSRB chair since Oct. 1, 2019.

The public transit agenices are benefitting from sales taxes that fared better than expected through the pandemic and the state's stronger fiscal footing

Fitch affirmed $14.3 billion of annual appropriation-backed debt at AA-plus in addition to the $1.1 billion of AAA-rated general obligation bonds.

Current rules require disclosures to customers who probably do not need them, industry lobbying groups argue.

The U.S. Supreme Court's upholding Obamacare removes one potential headache for a healthcare sector still recovering from the COVID-19 pandemic's wounds