The city faced significant challenges finishing its annual comprehensive financial report as a result of a cyberattack, an overhaul of financial systems and managing through the COVID-19 pandemic.

Dealers and muni advisors think the loyalties of solicitor MAs should be clearly disclosed.

Kroll analysts say federal aid helped the city avoid tapping deficit financing to pass a balanced budget.

Giroux brings to the MSRB her experience advocating on behalf of both broker-dealers and bond lawyers.

The New York-based firm agreed to be censured, pay the penalty, and remedy alleged problems with its supervisory system.

The rating agency elevated its outlook to stable on the state’s general obligation bonds and various state-entity revenue bonds.

Although many IRS audits of tax-exempt bonds are not reported on EMMA, the fact that only three have been reported almost halfway through the year highlights the recent drop in enforcement actions.

Jose Ramirez says he doesn't recognize the criminal mastermind portrayed in the SEC's complaint against him.

The dealer group's concern is on the treatment of institutional SMMPs under the suitability standard.

Robert Clarke Brown has joined the Board of Directors for the remainder of the fiscal year.

FINRA arbitrators ordered the wealth manager and closed-end funds manager to pay damages as it resolves outstanding claims stemming from the island’s fiscal crisis.

The proposed changes are part of the MSRB's ongoing retrospective rule review.

Revenue from the new law would replenish the state's unemployment fund and then cut taxes on commercial real estate rents.

The ratings agency said it action reflects the state’s solid economic recovery from the COVID-19 pandemic.

Fitch also affirmed the authority's $1.8 billion of senior lien bonds at AA-minus and $968 million of subordinate lien bonds at A-plus.

SEC Chair Gary Gensler's pick for enforcement director resigned just days after being announced.

The surprise move was announced Wednesday in a Securities and Exchange Commission statement.

The broker exercised discretion in seven customer accounts despite Morgan Stanley no longer allowing discretionary trading.

With enough signatures collected, according to the Secretary of State's tally, a recall election is likely.

The forward-delivery bond, part of its $1 billion special tax obligation issuance, was a first for the state, Treasurer Shawn Wooden said.