The ruling represents a second major victory for the anonymous whistleblower who has filed suit in at least four states.

The number of trades increased by 2.9% in 2018, the highest it’s reached in the last five years, while the actual dollar amount remained stable.

“Major banking organizations have now used this abusive tax shelter scheme to illegally shelter well over $1 billion in taxable income,” said the letter by W. Mark Scott.

The defendant's claim that he's a victim of the Brogdon nursing home frauds shouldn't cloud the court's decision, the SEC said.

An SEC muni office official discussed 15c2-12 and more on Tuesday.

Scott Andreson plans to work with the SEC to improve disclosure.

Texas lawmakers are pushing for legislation to cap local property tax increases, with implications for bond ratings across the state.

Issuers are still seeking clarity on new SEC rules as a Feb. 27 deadline approaches.

The regulator clarified that dealers need not post bid-wanteds on multiple alternative trading systems.

Gail Sussman, head of Moody's public finance group takes on a new role as senior vice president in the public finance group on April 1, when Mike Rowan will take over as leader of the group.

Formal allegations of fraud by banks in the pricing of variable rate debt obligations appeared in a fourth state.

Rules governing financial advisory relationships and CUSIP numbers are under scrutiny.

The federal government shutdown has demonstrated the need for a more independent source of public finance for cities and urban counties.

The board received comments from dealers asking for clarification on bid-wanteds, MSRB Chair Gary Hall said.

The 2007 bond authorization for the Cancer Prevention Research Institute of Texas is nearly tapped out, sparking debate about what comes next.

A lawsuit alleging fraud accusing banks and broker-dealers of fraud in the variable-rate demand obligation market will proceed, an Illinois judge ruled.

Issuers say a variety of factors make it difficult to get audits in any faster.

Trade reporting and supervisory failures were behind FINRA's action against the New York-based firm.

Broker-dealers can avoid fines if they self-report 529 savings plan supervisory violations by April 1.

The Dayton, Ohio, school is in the second week of the faculty strike over working terms and conditions.