Regulation and compliance
Regulation
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The University of Findlay will use long-term bonds to restructure its outstanding debt, which includes capital lease obligations and short-term notes.
February 26 -
Timely and complete accounting and financial reporting are as critical to municipal professionals as is disclosure, according to Jeffrey Previdi, GASB vice chairman. Long-standing standards and practices are being brought up-to-date to remain compatible with today's rapid-paced changes. John Hallacy hosts.
February 26 -
Michael Decker has been managing director and co-head of municipal securities at SIFMA since October 2009.
February 25 -
Following a late-2017 rush to market of advance refundings and private-activity bonds in the run-up to the implementation of new tax legislation, supply in 2018 -- particularly refunding issuance -- suffered a steep decline.
February 25 -
A large municipality with strong legal representation will draw attention, even from those skeptical of whistleblower suits alleging bank fraud in the variable-rate demand obligation market.
February 21 -
The household sector owned 42.2% of the nation’s $3.83 trillion in municipal securities in the second and third quarters of 2018, according to Federal Reserve data.
February 21 -
Officials say California revenues may rebound after coming in $2.3 billion shy of Gov. Gavin Newsom's budget plan in December and January.
February 21 -
The groups plan to address advertising, defining duties for non-solicitor muni advisors and test prepping during the program.
February 21 -
The city says firms conspired to artificially raise rates resulting in unjust enrichment.
February 21 -
The ruling represents a second major victory for the anonymous whistleblower who has filed suit in at least four states.
February 19 -
The number of trades increased by 2.9% in 2018, the highest it’s reached in the last five years, while the actual dollar amount remained stable.
February 19 -
“Major banking organizations have now used this abusive tax shelter scheme to illegally shelter well over $1 billion in taxable income,” said the letter by W. Mark Scott.
February 15 -
The defendant's claim that he's a victim of the Brogdon nursing home frauds shouldn't cloud the court's decision, the SEC said.
February 14 -
An SEC muni office official discussed 15c2-12 and more on Tuesday.
February 12 -
Scott Andreson plans to work with the SEC to improve disclosure.
February 12 -
Texas lawmakers are pushing for legislation to cap local property tax increases, with implications for bond ratings across the state.
February 11 -
Issuers are still seeking clarity on new SEC rules as a Feb. 27 deadline approaches.
February 8 -
The regulator clarified that dealers need not post bid-wanteds on multiple alternative trading systems.
February 7 -
Gail Sussman, head of Moody's public finance group takes on a new role as senior vice president in the public finance group on April 1, when Mike Rowan will take over as leader of the group.
February 7 -
Formal allegations of fraud by banks in the pricing of variable rate debt obligations appeared in a fourth state.
February 7



















