Regulation and compliance
Regulation and compliance
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The state's new accounting system gets the blame again for California's second year with an extremely late CAFR.
September 24 -
Johanna Som de Cerff of the IRS Office of the Associate Chief Counsel spoke during an online presentation to the National Association of Bond Lawyers.
September 24 -
From June to July, not many municipal advisors relied on the SEC's temporary exemption and some sources say they don't expect it to be heavily used.
September 24 -
Eliseo Sampayo was fined $20,000, half of which will go to the Municipal Securities Rulemaking Board for violating its rules.
September 23 -
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The settlement in which Roosevelt & Cross, Inc. agreed to pay $1 million is part of a now more than two-year crackdown on "flipping" arrangements.
September 18 -
Details of the pending investigation are sketchy but the legislation improved the value of a then-bankrupt FirstEnergy subsidiary's municipal bonds.
September 17 -
The towns of Phoenix and Talent have been decimated, losing 2,350 homes.
September 17 -
Congress should pass legislation that would allow Home Loan banks to backstop deposits by local governments at commercial banks and lower the cost of bond financing, two mayors argue.
September 16 -
The action shows the SEC's focus on the often risky charter school sector.
September 14 -
The news is credit positive for the second-tier airport in the wake of JetBlue's departure, according to Moody's.
September 8 -
The regulatory road ahead is as uncertain and risky to banks as the pandemic.
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Regulators found Stifel effected 56 pairs of pre-arranged transactions and the firm did not have a supervisory system reasonably designed to catch that activity.
September 3 -
The New York City suburb achieved record low interest rates for a more than $40 million bond transaction following a credit upgrade that reflected its recent fiscal discipline.
August 27 -
One example of the growth of the industry is the nearly tenfold increase in Colorado’s marijuana tax revenue to $250.7 million in 2018 from $25.3 million in 2014.
August 27 -
A judge ruled Monday that the facts of the case supported a finding the defendants broke the law.
August 18 -
Sharp revenue losses caused by the pandemic triggered a negative credit outlook for Long Island’s Nassau County as it prepares to roll out a new fiscal plan to combat a budget hole.
August 10 -
The California Supreme Court ruled July 25 in a pension spiking case with ramifications for the state's ironclad pension legal doctrine.
August 7 -
Changes to the MSRB come a year after the proposal of legislation that would decrease the size of the board and increase the cooling off period for public board members.
August 6 -
Marshall will still keep her position as chief compliance officer as she also takes on the role of interim chief regulatory officer. Lanny Schwartz left his position as chief regulatory officer almost a year ago.
July 31

















