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Alabama-based Frazer Lanier failed to detect a $500 political contribution by one of the firm's muni finance professionals from a joint checking account, FINRA said.
January 9
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The Federal Reserve will be more cautious and slow rate cuts going forward, according to minutes of the December Federal Open Market Committee meeting, released Wednesday.
January 8
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Congressional observers are casting a skeptical eye about the productivity of the new 119th Congress that is already defined by ideological differences separating factions within the majority party.
January 8
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The comments come after SEC asked for feedback on the collection of information in Rule 15c2-12.
January 8
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The start of the new year triggers the implementation of tax laws in 39 states with trends showing cutting and flattening of income taxes while SALT cap workarounds are also being scrutinized.
January 7
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The legislative track pursued by Republicans will set the timeline for the tax reform debate closely watched by the municipal market.
January 6
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Rep. French Hill, the incoming chairman of the House Financial Services Committee, inspires hope in the municipal finance community.
January 6
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Brad Lander, the city comptroller, tallied the potential Trump administration threats to the city's federal funding, from infrastructure to hospitals.
January 6
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The MSRB has a full slate of initiatives teed up, with an emphasis on modernizing its rulebook.
January 6
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The CFO's revenue estimate reveals a $169 million temporary boost and overall population growth while concerns arise over proposed cuts to the federal workforce.
January 3
