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Banker Peter Cannava may be left to battle on alone, after the Securities and Exchange Commission and Wells Fargo told a federal court they have an agreement.
March 19
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Underwriting, transaction and technology fees will be reduced during a six-month period.
March 15
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A bill to let money market mutual funds use a stable net asset value is back on the table with the support of muni issuers.
March 13
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The groups believe the MSRB cast too wide a net to non-syndicate dealers in its January draft guidance.
March 11
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Bond lawyers asked for a safe harbor for issuers to provide unaudited information without needing to be fearful of anti-fraud laws.
March 8
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Bond lawyers pushed for information from the SEC's top muni official Thursday.
March 8
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The man behind the allegations of widespread VRDO fraud is Bjorn Johan Rosenberg.
March 8
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A hearing officer and a Circuit Court judge concluded Illinois failed to prove accusations of securities violations against Calvin Grigsby.
March 7
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If blockchain becomes a force in the muni market, it could take on some of the duties done by middlemen, thereby cutting costs for issuers.
March 7
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The request for comment could be a prelude to a rule amendment dialing back one muni advisor responsibility.
February 28
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The settlement approved by the Oyster Bay Town Board requires it to hire a municipal finance consultant.
February 27
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A large municipality with strong legal representation will draw attention, even from those skeptical of whistleblower suits alleging bank fraud in the variable-rate demand obligation market.
February 21
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The city says firms conspired to artificially raise rates resulting in unjust enrichment.
February 21
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The ruling represents a second major victory for the anonymous whistleblower who has filed suit in at least four states.
February 19
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The defendant's claim that he's a victim of the Brogdon nursing home frauds shouldn't cloud the court's decision, the SEC said.
February 14 -
An SEC muni office official discussed 15c2-12 and more on Tuesday.
February 12
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The regulator clarified that dealers need not post bid-wanteds on multiple alternative trading systems.
February 7 -
Formal allegations of fraud by banks in the pricing of variable rate debt obligations appeared in a fourth state.
February 7
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Rules governing financial advisory relationships and CUSIP numbers are under scrutiny.
February 5
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The board received comments from dealers asking for clarification on bid-wanteds, MSRB Chair Gary Hall said.
February 4
