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A Delaware Superior Court judge found PHC failed to show it suffered reputational loss from Nuveen's alleged defamation to go to trial. PHC will appeal.
June 28 -
At least 80% of the fund has to be “ESG leaders,” or issuers that have shown leadership in terms of environmental and social stewardship within their communities relative to their peers and that sector.
April 6 -
Nuveen is asking a judge to toss Preston Hollow Capital's defamation claims as a summer trial looms.
March 23 -
An influx of investment into high-yield munis has created challenges for fund managers forced to compete against each other to get in on new bond offerings.
August 20 -
A federal judge denied Nuveen's motion to dismiss Preston Hollow's antitrust lawsuit concluding a "plausible" claim exists to proceed. PHC faces a tougher legal road ahead in proving its rival orchestrated a damaging boycott.
August 11 -
High-yield municipal bond returns are more than 6% so far in the year as Nuveen expands its reach in the sector with a new "interval" high-yield fund.
July 6 -
New evidence in PHC's defamation case against Nuveen has surfaced that involves Citi while a separate judge is considering whether to allow an antitrust charge to proceed
April 20 -
The legal tussle between the Dallas-based private lender and the Chicago-based investment powerhouse continues with defamation and antitrust claims pending in separate courts.
July 21 -
Preston Hollow says another court ruling proves some of its defamation claims. Nuveen counters that accusations fail to rise to defamation because many are opinion or true.
July 1 -
The amended complaint lays out the evidence from recorded calls presented during the former proceedings, naming some Nuveen officials that were referenced as unnamed individuals, broker-dealers and banks.
May 4 -
The court offered a bruising assessment of Nuveen's attempts to choke off Preston Hollow's business, but the investment powerhouse doesn't face any penalties or damages.
April 10 -
The last-ditch attempt to settle Preston Hollow Capital's lawsuit against Nuveen failed this week.
January 10 -
Decision on mediation comes after judge warned he was close to rendering an opinion likely to favor Preston Hollow Capital
December 26 -
The judge overseeing PHC's lawsuit accusing Nuveen of strong-arm tactics makes final push for mediated resolution before issuing opinion.
December 16 -
Preston Hollow is fighting Nuveen's attempt to reopen a trial record in the private lender's lawsuit accusing the investment powerhouse of anti-competitive tactics.
November 25 -
Nuveen and Preston Hollow Capital trade barbs over PHC's recent sale of university debt
November 15 -
As a decision looms on Preston Hollow's antitrust accusations against Nuveen, the case's judge approved moving a dismissed claim to another court.
October 15 -
The judge overseeing Preston Hollow Capital's anti-trust lawsuit against Nuveen could rule any day on the claims.
September 30 -
PHC not seeking financial damages, instead wants permanent injunction to cease alleged conduct.
September 11 -
Nuveen and AllianceBernstein say Warlander Asset Management may be using the lawsuit to generate an "enormous profit" from credit default swaps.
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