Organization Root Tag

“Reporting unauthorized transactions is certainly a good first step in building cooperation,” said one lawyer. “But there could be a lot more to it.”

Late last week FINRA sent out a notice reminding its members to register as MAs if they engage in investment-related activity with their clients.

Federal Reserve Board Chairman Jerome Powell again pledged the central bank “will act as appropriate to sustain the expansion,” despite “no recent precedents to guide” policy decisions.

The commonwealth intends to refund $630 million in taxable and tax-exempt bonds next week, and issue $600 million tax-exempt new-money on Sept. 5.

Houston issued bonds in the negotiated sector, while Long Beach competitively sold two issues.

The state comptroller's office reported receiving 67 bids worth $22.77 billion,

Issuers in the nine-state Far West region sold $34.6 billion of municipal bonds in 2019's first six months.

Two dissents on the vote to cut rates were the first of Chairman Jerome Powell's term.

She also names Elí Díaz Atienza to fill the role as her representative to the Oversight Board.

The Lone Star State sold $8 billion of notes to buyers with an endless appetite for short-term muni paper.

Market participants are questioning IFS' future and how a rogue trader engaged in unsupervised trades.

“A couple” of Federal Open Market Committee members wanted a 50 basis point rate cut at its July 30-31 meeting, according to minutes released Wednesday, while “several” would have preferred no action.

The MSRB wants to work with other regulatory groups to decrease confusion surrounding suitability rules in conjunction with the SEC's new Regulation Best Interest.

The Illinois Sports Facilities Authority received a two-notch S&P Global Ratings upgrade to BBB.

Two Virgin Trains USA deals from Florida helped push the region's volume up 9.8% over last year, making it one of only two regions to sell more bonds.

Troubles at the Connecticut Port Authority and elsewhere have prompted broader looks across their operations.

The U.S. economy doesn’t appear to be headed toward a recession, Federal Reserve Bank of San Francisco President Mary Daly said.

The municipal team at PIMCO see several areas of opportunity for muni investors in the second half of 2019.

As a result of the March 23 appellate court ruling, Fitch announced on April 11 it has put seven bond issuances on negative ratings watch.

The number of NYC residents receiving cash assistance has dropped to the lowest level since 1963, according to the Independent Budget Office.