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Issuers say a variety of factors make it difficult to get audits in any faster.
January 31 -
Trade reporting and supervisory failures were behind FINRA's action against the New York-based firm.
January 31 -
The Center for Retirement Research said the situation is worth monitoring closely because optimistic return expectations could yield required contributions that are ultimately inadequate to meet benefit obligations.
January 30 -
A top House Democrat warned the Trump administration not to engage in debt limit brinksmanship that could halt trading in state and local government securities.
January 30 -
Broker-dealers can avoid fines if they self-report 529 savings plan supervisory violations by April 1.
January 29 -
Days after the government reopened temporarily, the Municipal Securities Rulemaking Board extended the effective date for new advertising requirements.
January 29 -
Until a clarification is issued, bond lawyers are requiring that the rental units be open to all who qualify without any preferences for special groups such as veterans.
January 28 -
With Rule 15c2-12 amendments taking effect at the end of February, issuers expressed confusion about their impact on continuing disclosure responsibilities.
January 28 -
GFOA’s goal is to get a majority of House members to sign a letter pledging not to touch the tax exemption as they debate new infrastructure funding proposals.
January 28 -
Many mayors were not sympathetic about the federal budget showdown, contrasting it to their own mandate to balance budgets and deliver services.
January 25 -
The idea of XBRL makes sense, sources said, but the issue is balancing costs and benefits.
January 25 -
Rep. John Yarmuth of Kentucky wants to end automatic across-the-board budget cuts that include a reduction in the subsidy for direct-pay Build America Bonds.
January 24 -
The Municipal Securities Rulemaking Board will begin preliminary conversations about SEC Chair Jay Clayton's disclosure comments.
January 24 -
Mayors said they've stepped in to help fill funding gaps for everything from housing loans to airport security for the Super Bowl.
January 23 -
The Water Infrastructure Improvement Act signed into law earlier this month gave relief to mayors battling to shore up aging infrastructure.
January 23 -
BondWave’s Municipal AA QCurve is among four third-party yield curves on MSRB’s EMMA site.
January 22 -
The legislation would leverages $8 billion in federal investment into $226 billion worth of bond authority over the next 10 years.
January 18 -
The program was expected to be heavily-attended and would address advertising rules and test prep for the Series 54 Exam.
January 18 -
Public housing and a raft of social service programs are at serious risk with a continued federal government shutdown, New York Mayor Bill de Blasio said.
January 18 -
New York will require out-of-state retailers with annual sales of more than $300,000 or 100 transactions in the state to collect and remit sales tax.
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