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FINRA found the firm should have disclosed late payments and other material information to investors in COPs linked to Brogdon projects.
January 17 -
Dealers want to change some of the language in the Municipal Securities Rulemaking Board Rule G-17 interpretive guidance.
January 16 -
The inability to award new contracts with federal funds could delay some projects for several months, a state official said.
January 15 -
The Municipal Securities Rulemaking Board is postponing its Series 54 pilot examination by a month to March 2019.
January 15 -
As the federal government shutdown draws close to a month in length, the District of Columbia is coping fairly well.
January 14 -
Three lawsuits claiming fraud in the variable-rate demand obligation market are headed toward key court rulings in coming weeks.
January 14 -
Federal formula aid and grants have been cut off for providers ranging from small rural agencies to the nation's biggest mass transit systems.
January 14 -
Muni bonds are giving younger investors the opportunity to put their money to work in ways that they value.
January 11 -
Moody’s Investor’s Service said the shutdown “has had minimal impact on municipal credits,’’ but warned that “economic disruption will grow as the shutdown lingers.”
January 10 -
The government shutdown limits the SEC's ability to answer issuers' questions on continuing disclosure requirements that take effect Feb. 27.
January 10 -
The next generation of Congress should start with an issue that affects every voter in every district.
January 10
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Federal subsidy payments made to issuers of Build America Bonds are continuing even as Congress remains deadlocked over funding for government agencies.
January 10 -
The proposed settlement involves the Jan. 3 issuance of $7.3 million in transportation development refunding revenue bonds that are being used in the hope of resolving the tax audit of $9.55 million in tax-exempt bonds issued in 2009 for construction of a parking garage.
January 9 -
The National Association of State Treasurers has a new 2019 leadership roster.
January 8 -
It’s unclear if monthly federal subsidy payments on Build America Bonds will be made.
January 8 -
Investors, bond lawyers, and other market participants are grappling with how to approach the issue of climate change.
January 8 -
Treasury is requiring both more and less specificity in the public approval process for private activity bonds.
January 8
Bracewell LLP -
Emily Brock, director of GFOA’s federal liaison center, said restoration of advance refundings and increasing the limit on bank qualified debt to $30 million also are among the legislative priorities for 2019.
January 7 -
Municipal enforcement cases including SEC vs. Dwayne Edwards are among those that have been halted.
January 7 -
The Municipal Securities Rulemaking Board is looking to fill five spots for its Board of Directors, important roles influencing the municipal market.
January 7

















