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FINRA found, and the SEC upheld, muni and other rule that violations Thaddeus North failed to prevent as chief compliance officer.
October 31 -
The $33.4 billion of issuance — the second-biggest monthly total of the year — did little to raise hopes for a fourth-quarter resurgence.
October 31 -
The Public Pension Management and Asset Investment Review Commission will present its findings to Gov. Tom Wolf and the General Assembly.
October 31 -
Laws forcing the Miami-Dade County Expressway Authority to reduce tolls limit the agency's access to the bond market, its officials say.
October 31 -
The Rental Assistance Demonstration program may provide the New York City Housing Authority with some breathing room, interim chief Stan Brezenoff said.
October 31 -
Ronnie Lowenstein has been reappointed as director of the New York City Independent Budget Office.
October 31 -
The Chicago Business Barometer declined to 58.4 in October from 60.4 in September.
October 31 -
The Treasury Department Inspector General for Tax Administration plans to audit the IRS' use of a much-feared enforcement tool under which it can impose penalties for the misconduct of municipal bond transaction participants such as underwriters, lawyers, municipal advisors or their firms.
October 31 -
The deal’s underwriter cited "market conditions," confirming Chicago’s deal was placed on day-to-day status.
October 31 -
Andrew Rein has been chosen to be the next president of the Citizens Budget Commission.
October 31













