Kyle Glazier is the Washington Bureau Chief of The Bond Buyer. He has previously covered securities law, the Far West, and markets. He has previously written for the Houston Chronicle, Albany Times-Union, and The Denver Post. He holds a bachelor’s degree in English from Arizona State University and a master’s degree in journalism from the University of Colorado.
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The SEC chairman’s comments are consistent with his record, which has included repeated calls for the MSRB to take steps to be sure investors are aware that issuer financials filed to EMMA can often be many months old.
December 10 -
Kenneth E. Bentsen Jr., the securities industry trade group's CEO, warned against a proposal to exempt some muni advisors from registering as broker-dealers.
December 5 -
Some market participants worry about the viability of a key muni advocacy talking point if enough midsize issuers begin to embrace the taxable market.
December 2 -
Major banks accused of manipulating the variable-rate market are seeking to get the court to toss out the second amended whistleblower complaint filed by municipal advisor Johan Rosenberg.
November 13 -
The SEC brought four civil lawsuits and 10 stand-alone administrative proceedings, according to its annual report released Wednesday.
November 6 -
The Financial Industry Regulatory announced the action Wednesday, saying it stemmed from the firms' supervisory failures.
November 6 -
The proposed settlement, filed in federal district court in New York late last week, would bring to a close the SEC’s case against Navnoor Kang, Deborah Kelley and Gregg Schonhorn.
October 28 -
Also revealed is the addition of longtime NABL member Perry Israel to the Edelweiss Fund legal team.
October 15 -
The legal teams for Baltimore and Philadelphia asked the court to reject the banks’ plausibility argument as well as their claim that the suit is barred by a four-year statute of limitations.
October 1 -
The debate between buy-side analysts and issuers and their underwriters flared up during a panel discussion at The Bond Buyer's California Public Finance Conference.
September 25 -
The 28 members of The Bond Buyer's 2019 Rising Stars class are taking on the evolving challenges of the muni market with technology and entrepreneurial zeal.
September 23 -
“The City of Harvey, through no fault of Comer’s and unrelated to Comer’s fiduciary obligations, tainted the district’s offering,” according to the defense.
September 12 -
The MSRB announced Monday that Post will be a “senior advisor” through the end of the month, when the board’s fiscal year ends.
September 9 -
Thomas Muldoon should properly have placed his orders as dealer stock orders, the SEC found, but instead asked representatives to submit them as retail orders.
September 3 -
“A highly sophisticated frequent issuer may not need the same disclosures as a less sophisticated infrequent issuer,” the trade association for underwriters told the SEC.
September 3 -
Two courts have interpreted a legal question key to the VRDO lawsuits very differently.
August 29 -
“Reporting unauthorized transactions is certainly a good first step in building cooperation,” said one lawyer. “But there could be a lot more to it.”
August 23 -
Market participants are questioning IFS' future and how a rogue trader engaged in unsupervised trades.
August 21 -
The evolution of muni advocacy has been in progression for years, though it was further galvanized by the shock and dismay at the 2017 tax reform.
August 13 -
In Schwartz, MSRB loses an experienced lawyer, respected by his peers, as it faces a future without its longtime leader.
August 8
