SEC enforcement

Moody's upgraded the Lincoln-Way district, saying it has effected a fiscal turnaround after the management woes and investigations that sent it to junk in 2016.

The firm has notified regulators and the FBI about the alleged illegal, off-book trade activity, which sources say cost the firm more than $10 million.

Her announcement comes at a time of scrutiny from lawmakers and the SEC.

The SEC and Bank of Oklahoma differ in what they want a federal judge to do next in the Christopher Brogdon case, though both claim to have investors' best interests at heart.

GFOA is putting together a working group to address concerns about continuing disclosure in the municipal market, a topic increasingly discussed among stakeholders.

Registered advisory firm Dale Scott & Co. will pay $25,000, and one firm and one individual each will pay $10,000 for acting as unregistered solicitors.

The Long Island township is emerging from the cloud of SEC scrutiny.

The monitorship plan will extend until Sept. 13 for seven assisted living facilities he is trying to liquidate.

Allison Herren Lee is short on direct municipal market experience, but has a well-rounded background as a securities lawyer.

Investors will still lose big as the SEC's case against Dwayne Edwards and Todd Barker is now all but over.