Regulation and compliance
Regulation
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Revenue from the new law would replenish the state's unemployment fund and then cut taxes on commercial real estate rents.
May 12 -
The ratings agency said it action reflects the state’s solid economic recovery from the COVID-19 pandemic.
May 5 -
Fitch also affirmed the authority's $1.8 billion of senior lien bonds at AA-minus and $968 million of subordinate lien bonds at A-plus.
April 29 -
SEC Chair Gary Gensler's pick for enforcement director resigned just days after being announced.
April 29 -
The surprise move was announced Wednesday in a Securities and Exchange Commission statement.
April 28 -
The broker exercised discretion in seven customer accounts despite Morgan Stanley no longer allowing discretionary trading.
April 28 -
With enough signatures collected, according to the Secretary of State's tally, a recall election is likely.
April 27 -
The forward-delivery bond, part of its $1 billion special tax obligation issuance, was a first for the state, Treasurer Shawn Wooden said.
April 27 -
The MSRB will retire 15 pieces of guidance, though those will still be available online for historical purposes.
April 26 -
A jump in oil prices and federal relief has increased the likelihood Alaska will continue judicious draws on its permanent fund.
April 23 -
There’s not much difference in the criteria S&P Global uses to rate general obligation debt issued by cities and GO debt issued by states.
April 23 -
The board had planned to abolish the requirement that MAs advising on competitive deals apply for CUSIP numbers, but has now decided to keep the rule as is.
April 23 -
The new director will be familiar with pay-to-play enforcement and public accounting fraud, which are important in the muni space.
April 23 -
A case settled this week was the first brought in decades by FINRA for a rule violation on quotations.
April 15 -
A year after its S&P outlook turned negative, Oklahoma is back to a stable position on strong financial management during COVID.
April 15 -
The agenda includes discussion of possible changes to MSRB Rule G-10, on investor and municipal advisory client education and protection.
April 14 -
The administrative shuffle also means that Edward Killen, who had been promoted to Acting Commissioner of TEGE, will return to the role of deputy.
April 9 -
The EPA would be responsible for administering the new grant program, should it become reality.
April 7 -
Still, Moody's on Tuesday revised its outlook on the New York MTA's primary transportation revenue bond credit to stable from negative while affirming its A3 rating.
April 6 -
S&P raised CPS' junk rating by one notch, saying federal funds will boost an "already positive financial trajectory."
April 5
















