Regulation and compliance
Regulation
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Phoenix’s ratings were affirmed and its general obligation bond outlook was raised to stable from negative by Moody's.
April 20 -
The court's decision leaves issuers back to looking for a legislative solution.
April 19 -
The Federal Reserve has hired five executives from the stablecoin issuer Circle and at least one employee of Ripple since 2019 as part of its technology-focused recruiting efforts. It plans to do more hiring in the years ahead to aid its work on faster payments and central bank digital currencies.
April 18 -
Using a surplus to build reserve levels was key for the outlook change, the rating agency said.
April 12 -
S&P revised the outlook on Miami Beach to stable from negative and affirmed the AA-minus rating on the city’s resort tax revenue bonds.
April 6 -
The Securities and Exchange Commission has sustained the Financial Industry Regulatory Authority’s disciplinary action against J.W. Korth & Company.
April 5 -
SIFMA CEO Ken Bentsen and Head of Municipals Leslie Norwood discuss developments at the organization, the legislative outlook, and regulatory developments related to ESG. Kyle Glazier hosts. (28 minutes)
April 5 -
Montebello Unified priced a $12.2 million tax-exempt refunding, but didn't execute a planned taxable tranche.
April 4 -
The upgrade to A-minus from BBB-plus "reflects what we view as material improvement in the state's structural deficit and near-term liquidity," S&P said.
April 1 -
The Securities and Exchange Commission’s Division of Examinations intends to home in on municipal advisor obligations, transfer agents and municipal issuer disclosures.
March 31 -
U.S. companies that will be affected by the new global minimum tax hold about 80% of the tax-exempt interest reported by all companies, business groups said.
March 30 -
Nora Wittstruck, senior director and environmental social and governance sector lead at S&P Global Ratings, talks with Chip Barnett about climate change, sea level rise and how municipalities’ mitigation efforts affect South Florida and other parts of the U.S. (19 minutes)
March 29 -
Fitch said it expects UT to maintain a strong operating performance that could warrant an upgrade in the next two years.
March 28 -
The New York Fed has called on regulators to issue updated rules on money market funds, but the market effects are quickly transforming the market.
March 25 -
Assured Guaranty Municipal Corp. and Assured Guaranty Corp. both resolved their exposure to its insured Puerto Rico debts leading to the upgrade to A1.
March 22 -
The Internal Revenue Service will permanently allow TEFRA hearings to be held remotely.
March 21 -
Sanchez was instrumental in drafting the municipal advisory regulatory regime during his previous stint at the SEC.
March 17 -
The Securities and Exchange Commission has charged Texas' Crosby Independent School District and two individuals in connection with the school district’s 2017 fiscal year financial statements.
March 16 -
The Municipal Securities Rulemaking Board has closed its second comment period on Rule G-46, collecting three responses.
March 16 -
Half of the infrastructure funding is going to the states, and cities should talk to their governors to ensure they see some of that funding, White House Infrastructure Advisor Mitch Landrieu told the National League of Cities Tuesday.
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