Regulation and compliance
Regulation and compliance
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The Treasury secretary highlighted the impacts the bond market has on affordability and previewed regulatory tweaks the administration is eyeing to keep yields stable and credit flowing.
November 12 -
Federal Reserve Bank of Atlanta President Raphael Bostic won't seek reappointment following the end of his current term on Feb. 28, 2026.
November 12 -
Recently enacted tax policy changes will help the state's finances, Fitch said.
November 10 -
The $16,250 was part of a $150,000 total fine Wedbush agreed to pay to settle FINRA allegations.
November 10 -
S&P revised Chicago's outlook to negative from stable and affirmed its BBB rating on the city's outstanding general obligation debt.
November 6 -
Moody's revised the outlook on the Chicago Board of Education to stable from positive on Monday.
November 4 -
Concerns over the Texas city's future water supply after a desalination project was terminated, led to negative rating outlooks from Fitch and S&P.
November 4 -
The rating agency expects the school to post an operating deficit this year.
October 31 -
The school system, which has an AA underlying bond rating from S&P, was targeted by the Texas Education Agency for a takeover based on academic performance.
October 31 -
Moody's cited the school's weakening liquidity levels in its downgrade.
October 28 -
"Over the next fiscal year, I look forward to collaborating with MSRB Board members from across our industry, and the nation," Board Chair Natasha Holiday said.
October 24 -
"Bond by bond, project by project the muni market has helped to build the spaces and places where American life unfolds," SEC Chairman Paul Atkins said in a speech delivered at the MSRB's 50th Anniversary Celebration Tuesday evening.
October 22 -
Higher interest rates are keeping arbitrage on the playing field as issuers try to play by the rules and still come out ahead.
October 22 -
"It shows the chairman's understanding of the practical realities of firms...," Peter Chan, a partner at Baker McKenzie said.
October 21 -
"Going forward, the staff will provide the other side with at least four weeks to make Wells submissions," SEC Chairman Paul Atkins said in a recent speech.
October 16 -
Fitch Ratings cited the hospital's growing revenue and other factors in lifting the issuer's outlook.
October 16 -
"It is a big problem across the board with all types of deal participants perhaps venturing into unregistered MA activity," said Susan Gaffney.
October 14 -
Stradling clients "were fortunate to receive proactive contact from SEC staff to reschedule imminent matters leading up to the shutdown," said Kathleen Marcus, a partner at Stradling.
October 7 -
The Department of Transportation pulled funds from the Gateway Project and the Second Avenue Subway extension, citing alleged "DEI" violations.
October 6 -
Interactive Brokers said it "promptly addressed the issue that gave rise to the settlement."
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