As we await details on the president’s infrastructure program, the best approach is to study up on the alternatives -- and be patient.

The MSRB gave participants guidance on complaint processes by releasing codes for recordkeeping.

About a quarter of registered municipal advisory firms have no advisors qualified through the Series 50 exam.

Improving market participants' access to guidance and data are future goals for the MSRB.

Four firms paid a combined $102,500 to settle FINRA charges related to violations of MSRB gift and reporting rules.

Dwayne Edwards and 11 companies have agreed to a judgment in a case with ties to Christopher Brogdon.

The Treasury Department is echoing state and local groups, saying some munis should be considered HQLA.

The SEC under chair Jay Clayton will operate with two co-directors of enforcement, Stephanie Avakian and Steven Peikin, and at least one of them has experience with the municipal bond market.

The Financial CHOICE Act, which the House passed Thursday, would have some direct effects on munis.

Former broker Deborah Kelley will pay $188,000 as part of her sentence after pleading guilty to taking part in a pay-to-play scheme involving New York pension fund business.

Christopher St. Lawrence is arguing that errors during his case should allow him an acquittal or new trial.

Analysts see discrepancies in the quality of disclosure across different sectors of the market.

If passed, the Financial CHOICE Act of 2017 would have a widespread ripple effect, as there are muni bond provisions which would hurt enforcement organizations such as the MSRB and SEC.

A consumer protection bill for PACE loans in California passed the state Senate.

The MSRB's addition of an exception to its proposal requiring CUSIPs was spurred by market comments.

A former Sterne Agee & Leach managing director pleaded guilty to lavishing a portfolio manager at New York state’s pension fund with trips to luxury vacation destinations in exchange for steering hundreds of millions in trading business her way.

New York's mayor and comptroller will vote to bar the city from entering into new contracts with Wells Fargo.

The MSRB has filed a series of changes to its rule on customer account transfers.

The House is scheduled to vote on a slightly modified version of the controversial CHOICE Act during the week of June 5.

Fidelity Brokerage Services and Frazier Lanier are to pay $80K to settle FINRA muni charges.