Jack Casey

Signed on June 30, 2016, the Puerto Rico Oversight, Management, and Economic Stability Act sent Puerto Rico’s bondholders and residents on a difficult odyssey that is far from over.

The MSRB will also discuss primary offering and MA qualification requirements at its meeting.

The new fee would add one more to a slew of fees dealers already pay to the MSRB.

Peirce's previous nomination to the SEC by Obama did not make it through the full Senate.

While EMMA has helped the market, it has not bridged the gap between institutional and retail.

UBS' fine follows prior SEC action against the firm for minimum denomination violations.

MSRB urges MAs to weigh whether they have duties to both issuers and borrowers in conduit deals.

One CEO raised some concerns about electronic trading that he said regulators should consider.

The plaintiffs had alleged G-37 amendments would restrict the political contributions of municipal advisors.

Former Ramapo, N.Y. town supervisor Christopher St. Lawrence is arguing he should either be acquitted or retried because of errors by the judge made before and during the trial as well as prejudice from jurors who found him guilty of 20 counts of conspiracy and fraud in connection with municipal bonds issued by the town and an authority.

The MSRB said it may add to its guidance in the future and will hold a seminar with dealers.

SEC chair Jay Clayton wants to ensure the fixed income market is efficient and transparent.

Michael Post will take on the role of chief legal officer after Bob Fippinger leaves this month.

Jessica Giroux will replace Bill Daly as NABL's director of government affairs next year.

SIFMA wants the MSRB to harmonize its rule on account transfers with FINRA's regulation.

The MSRB's newest online course is designed for investors and takes about 45 minutes to complete.

Market participants say MSRB should include non-bank entities.

The five year municipal default rate since 2007 is twice the average since 1970, though it's still a fraction of the default rate on corporate bonds.

The SEC's Investor Advocate said muni market reform will be one of five areas for "significant time and attention."

The SEC could charge workers from Morgan Stanley & Co. and Barclays Capital, who worked on the deals.