Christopher St. Lawrence is arguing that errors during his case should allow him an acquittal or new trial.

Analysts see discrepancies in the quality of disclosure across different sectors of the market.

If passed, the Financial CHOICE Act of 2017 would have a widespread ripple effect, as there are muni bond provisions which would hurt enforcement organizations such as the MSRB and SEC.

A consumer protection bill for PACE loans in California passed the state Senate.

The MSRB's addition of an exception to its proposal requiring CUSIPs was spurred by market comments.

A former Sterne Agee & Leach managing director pleaded guilty to lavishing a portfolio manager at New York state’s pension fund with trips to luxury vacation destinations in exchange for steering hundreds of millions in trading business her way.

New York's mayor and comptroller will vote to bar the city from entering into new contracts with Wells Fargo.

The MSRB has filed a series of changes to its rule on customer account transfers.

The House is scheduled to vote on a slightly modified version of the controversial CHOICE Act during the week of June 5.

Fidelity Brokerage Services and Frazier Lanier are to pay $80K to settle FINRA muni charges.

Groups and companies representing bankers and investors are asking the SEC to further tailor its event disclosure proposal.

Issuers need to take steps to ensure their new issue disclosures are correct and that their filings are timely, accurate and comprehensive.

Lawyers on a panel said issuers should focus on good policies and procedures as well as SEC enforcement trends.

A federal jury found Christopher St. Lawrence, the former town supervisor of Ramapo, N.Y., guilty of criminal fraud.

The GFOA will continue its efforts to narrow the SEC's events notice proposal in the wake of its letter on the topic.

Issuers and others suggested market participants come together to narrow the SEC's proposal on disclosing alternative debts.

Panelists are concerned some issuers may enter into bank loan agreements that can hurt their finances.

In an IRS-driven exchange, a Florida jail operator will exchange tax-exempt bonds for taxable debt.

MAs will soon be subject to continuing education requirements following SEC approval of MSRB proposal.

Issuers, dealers want SEC to rethink its event notice disclosure proposal; investor groups support it