Regulation and compliance
Regulation
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The updated document also addresses disclosure relating to cybersecurity.
June 25 -
Some market participants said they were sad to see EMMA Labs go.
June 24 -
"The market itself should want to look at this because no one wants to give the perception of impropriety," said an investor of Stefanik's allegation that Harvard withheld material information regarding its ongoing conflict with the Trump administration.
June 23 -
The proposal would effectively cancel part of a rule change that had not yet become effective.
June 20 -
The Internal Revenue Service and the University of Rhode Island appear to have settled an inquiry by the agency regarding the tax status of higher education facility revenue bonds issued in 2018.
June 20 -
The action stems from conduct that occurred from 2020-2023, FINRA alleged.
June 17 -
Fitch cited the authority's stronger margins in recent years.
June 16 -
The wait for finished audits dropped across municipal sectors from 2022 to 2023, a new report says, but the median time is still higher in the long run.
June 13 -
The action follows an upgrade for the sole purchaser of its power.
June 10 -
The muni market's self-regulatory organization has undergone major changes in its five decades, and challenges are ahead.
June 4 -
The SEC charged two entities with violating federal securities laws by advising clients on municipal bonds without properly registering as municipal advisors.
June 3 -
The Internal Revenue Service has been erroneously sending out notices to tax exempt bond holders informing them about incorrect signatures on their Form 8038s.
May 29 -
Randy Miller, 70, and Chad Miller, 41, entered guilty pleas Wednesday in the Legacy Cares securities fraud case and will be sentenced at a later date.
May 29 -
As private credit tops $1 trillion, Fed researchers warn bank exposure to the sector could spark systemic risk if defaults spike.
May 21 -
Moody's based this downgrade on the lowering of the rating of the United States government.
May 21 -
The fine for violating MSRB rules was imposed as part of a wider FINRA disciplinary action that saw brokerage firm Calton & Associates fined a total of $75,000.
May 21 -
Municipals were cut up four basis points, depending on the curve, through noon.
May 19 -
The rating agency, which gave the state a positive outlook a year ago, upgraded its general obligation rating a notch to AA-plus ahead of a $25 million bond sale.
May 16 -
At a Bond Buyer conference in Atlanta, industry leaders talked about tariff turmoil, the tax-exemption, weather resiliency, infrastructure and more.
May 16 -
Federal Reserve Gov. Michael Barr said tariffs could have an outsize impact on small businesses and hardships could outlive the trade policy debate.
May 15

















