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Top Preston Hollow Capital and Nuveen officials take to the witness stand.
July 30
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The two-day trial in PHC’s antitrust lawsuit against Nuveen is set to begin unless the two sides reach a last-minute settlement.
July 26
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The bipartisan legislation would increase the bank-qualified cap to $30 million from $10 million, a high priority for several muni market groups.
July 26
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The case's primary claim of anti-trust violations is potentially headed to trial later this month.
July 12 -
The recorded conversations document Nuveen's efforts to choke off Preston Hollow's access to capital and block what it considered predatory lending practices.
July 2
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The court put off a formal ruling for 10 days but made clear it expects to lift the confidentiality seal on bank transcripts with only limited redactions.
June 12
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The tapes, according to Preston Hollow, demonstrate the success of Nuveen's strong-arm tactics to protect its high-yield market share.
May 24 -
The court shouldn't accept banker Peter Cannava's "narrow and cramped view of materiality,” the SEC urged.
April 22
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Nuveen, in its defense against Preston Hollow's lawsuit, says its conduct in the fight for bond business was legal whether the other firm likes it or not.
April 18 -
Cannava argues that emails, witness statements, and other evidence cast doubt on the SEC's claims that he acted recklessly.
April 2
