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The resolution marks the end of a yearslong lawsuit.
December 30 -
Indianapolis-based Sycamore Advisors is building its quantitative muscle with two new experienced municipal finance hires in New York: Peter Orr and Ching Yin.
December 20 -
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JoAnne Carter, managing director and president of PFM, will succeed Hartman as CEO.
November 20 -
The board is seeking one municipal advisor, one broker-dealer and two public representatives to join the board for FY 2026.
November 19 -
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Enright's passion for infrastructure and complicated deals led him to the cutting edge of municipal financing strategies.
October 4 -
The U.S. District Court for the Southern District of California entered a final judgment against Matthias O'Meara and Choice Advisors, fining them $312,572 and $187,337, respectively.
October 2 -
"It's great people are thinking about creative solutions, but don't forget the rules still apply," said the SEC's Dave Sanchez.
September 18 -
The commission charged the municipal advisors $1.3 million in penalties due to recordkeeping failures stemming from use of unmonitored communications, such as text messages, to conduct business.
September 17