Municipal advisors

JoAnne Carter, managing director and president of PFM, will succeed Hartman as CEO.

The board is seeking one municipal advisor, one broker-dealer and two public representatives to join the board for FY 2026.

Enright's passion for infrastructure and complicated deals led him to the cutting edge of municipal financing strategies.

The U.S. District Court for the Southern District of California entered a final judgment against Matthias O'Meara and Choice Advisors, fining them $312,572 and $187,337, respectively.

"It's great people are thinking about creative solutions, but don't forget the rules still apply," said the SEC's Dave Sanchez.

The commission charged the municipal advisors $1.3 million in penalties due to recordkeeping failures stemming from use of unmonitored communications, such as text messages, to conduct business.

Thompson is known for mentoring his employees and his fair treatment of clients.

Tensquare and its partner Karl Jentoft were charged for acting as an unregistered municipal advisor in eight offerings for charter schools in Minnesota.

The SEC won its case against Richard Ganci and Richard Tortora of Capital Markets Advisors over conflicts of interest present in their fee arrangement in connection to a $119 million offering for the City of Rochester, New York.