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The regulator clarified that dealers need not post bid-wanteds on multiple alternative trading systems.
February 7 -
Formal allegations of fraud by banks in the pricing of variable rate debt obligations appeared in a fourth state.
February 7 -
Annie Seelaus, CEO at R. Seelaus & Co., discusses the strategies she advises clients to take, given the recent political and Fed uncertainty, and what her firm is doing to empower women in the financial services industry. Aaron Weitzman hosts.
February 7 -
Indian River County will file an appeal as it continues fighting against private activity bond financing for the passenger rail project.
February 6 -
The Garden City Commission on Tuesday unanimously approved a charter ordinance that would give the city significantly more freedom in addressing general improvements and issuing general obligation bonds for certain projects.
February 6 -
Rules governing financial advisory relationships and CUSIP numbers are under scrutiny.
February 5 -
Henry Cisneros and the principals of Siebert Cisneros Shank & Co. have launched American Triple I Partners.
February 5 -
Strong 2018 numbers at the Port Authority of New York and New Jersey underscore the importance of its capital investments, officials said.
February 4 -
Consultant ICF said four non-binding purchase proposals would defease or assume the state-owned utility’s $8 billion in debt.
February 4 -
The merger of Catholic Health Initiatives and Dignity Health creates a Chicago-based nonprofit healthcare system with $10 billion in debt and operations in 21 states.
February 4 -
New orders for manufactured goods decreased 0.6% in November, after dropping an unrevised 2.1% in October.
February 4 -
The New York economy slipped in January, with current conditions falling to its lowest level since June.
February 4 -
A lawsuit alleging fraud accusing banks and broker-dealers of fraud in the variable-rate demand obligation market will proceed, an Illinois judge ruled.
February 1 -
Trade reporting and supervisory failures were behind FINRA's action against the New York-based firm.
January 31 -
Ronnie Lowenstein, director of the Independent Budget Office, weighs the city's fiscal picture against the backdrop of economic and Washington uncertainty. Chip Barnett and Paul Burton host.
January 31 -
The initial public offering will raise up to $540 million to expand Florida's passenger train system and acquire the Las Vegas XpressWest project.
January 30 -
The MTA, amid political debate over funding and control, intends to sell $500 million of transportation revenue bonds and $750 million of BANs.
January 30 -
The Chapter 11 filing creates uncertainty for the state and localities where the utility operates.
January 30 -
Pending home sales dropped 2.2% to an index reading of 99.0 in December, after a revised 0.9% decline to 101.2 in November.
January 30 -
Broker-dealers can avoid fines if they self-report 529 savings plan supervisory violations by April 1.
January 29

























