-
St. Louis-based Stifel said it had reached a definitive agreement to acquire certain assets of Baum, including its municipal bond business.
August 12
-
The two-day trial in PHC’s antitrust lawsuit against Nuveen is set to begin unless the two sides reach a last-minute settlement.
July 26
-
The firm opened its fifth California office by hiringbanker José Vera in Pasadena.
July 12
-
The recorded conversations document Nuveen's efforts to choke off Preston Hollow's access to capital and block what it considered predatory lending practices.
July 2
-
As Stephen Heaney retires from Stifel Financial, Betsy Kiehn is stepping up to a new capital markets position at the firm.
June 27
-
The new Chicago mayor traveled to New York City this week for a series of "meet-and-greets" with political and financial players.
June 19
-
The court put off a formal ruling for 10 days but made clear it expects to lift the confidentiality seal on bank transcripts with only limited redactions.
June 12
-
On Wednesday, the SEC approved the final rule 3-1, with Commissioner Robert Jackson voting against the rule.
June 5
-
The amended rules require dealers to disclose markups and markdowns as a total dollar amount and as a percentage of the prevailing market price to retail investors.
May 16
-
Though some dealers endured a technological headache, the year-old rules have improved transparency without disrupting trading, the MSRB said.
May 14
