ARKANSAS
Russellville School District No. 14 of Pope County
Jul 7, 2011 . . . . . . $2,170,000
Contruction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 1, 2011.
Due Feb 1, 2012 to 2038.
Callable Aug 1, 2016 at par.
Winning bid: Crews & Associates, at 98.0244, TIC 3.9556%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $90,000 | 0.70% | 0.70% | ||
| 2/1/14 | $120,000 | 1.00% | 1.00% | ||
| 2/1/16 | $120,000 | 1.50% | 1.50% | ||
| 2/1/18 | $120,000 | 2.20% | 2.20% | ||
| 2/1/21 | $195,000 | 2.80% | 2.85% | ||
| 2/1/23 | $135,000 | 3.125% | 3.15% | ||
| 2/1/25 | $145,000 | 3.30% | 3.40% | ||
| 2/1/27 | $155,000 | 3.50% | 3.60% | ||
| 2/1/29 | $165,000 | 3.75% | 3.80% | ||
| 2/1/31 | $180,000 | 4.00% | 4.10% | ||
| 2/1/33 | $195,000 | 4.20% | 4.25% | ||
| 2/1/36 | $315,000 | 4.25% | NRO | NRO | |
| 2/1/38 | $235,000 | 4.30% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 4.0371%
Morgan Keegan, TIC 4.182%
Stephens, TIC 4.1958%
Sterne Agee, TIC 4.2507%
INDIANA
Greater Clark County Schools
Jul 7, 2011 . . . . . . $1,880,000
General Obligation Bonds of 2011 (bank qualified) (book entry).
Dated Jul 28, 2011.
Due Jul 15, 2012 to Jan 15, 2031.
Callable Jul 15, 2021 at par.
Winning bid: City Securities, at n/a, NIC 3.9712%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/12 | $10,000 | 2.00% | 0.50% | ||
| 1/15/13 | $40,000 | 2.00% | 0.85% | ||
| 7/15/13 | $40,000 | 2.00% | 1.00% | ||
| 1/15/14 | $40,000 | 2.00% | 1.25% | ||
| 7/15/14 | $40,000 | 2.00% | 1.35% | ||
| 1/15/15 | $40,000 | 2.00% | 1.60% | ||
| 7/15/15 | $40,000 | 2.00% | 1.70% | ||
| 1/15/16 | $40,000 | 2.00% | 1.85% | ||
| 7/15/16 | $40,000 | 2.00% | 1.95% | ||
| 7/15/17 | $80,000 | 2.35% | 2.35% | ||
| 7/15/18 | $90,000 | 2.70% | 2.70% | ||
| 7/15/19 | $90,000 | 3.00% | 3.05% | ||
| 7/15/21 | $180,000 | 3.35% | 3.35% | ||
| 7/15/24 | $305,000 | 3.90% | 3.90% | ||
| 7/15/26 | $225,000 | 4.00% | 4.05% | ||
| 1/15/29 | $310,000 | 4.30% | 4.30% | ||
| 1/15/31 | $270,000 | 4.40% | 4.45% |
Other managers: Bernardi Securities, Inc..
L.O.: Ice Miller, Indianapolis, IN.
F.A.: J.J.B. Hilliard, W.L. Lyons LLC, Carmel, IN.
Other bidders were:
Ross Sinclaire, NIC 4.2422%
Your Comm Bk, NIC 5.5415%
Tipton (City)
Jul 6, 2011 . . . . . . $2,615,000
General Obligation Corporate Purpose Bonds, Series 2011A (bank qualified) (book entry).
Dated Aug 3, 2011.
Due Jun 1, 2012 to 2023.
Callable Jun 1, 2018 at par.
Winning bid: Northland Securities, at n/a, NIC 2.5338%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $365,000 | 2.00% | 0.50% | ||
| 6/1/13 | $365,000 | 2.00% | 0.75% | ||
| 6/1/14 | $195,000 | 2.00% | 1.00% | ||
| 6/1/15 | $170,000 | 2.00% | 1.25% | ||
| 6/1/16 | $170,000 | 2.00% | NRO | NRO | |
| 6/1/17 | $175,000 | 2.00% | NRO | NRO | |
| 6/1/18 | $180,000 | 2.25% | 2.25% | ||
| 6/1/19 | $185,000 | 2.50% | 2.50% | ||
| 6/1/20 | $190,000 | 2.65% | 2.65% | ||
| 6/1/21 | $200,000 | 2.80% | NRO | NRO | |
| 6/1/22 | $205,000 | 3.00% | NRO | NRO | |
| 6/1/23 | $215,000 | 3.20% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Speer Financial, Inc., Waterloo, IA; and Speer Financial, Inc., Chicago, IL.
Other bidders were:
Bankers' Bank, NIC 2.5501%
Hutchinson Shockey, NIC 2.6179%
UMB Bank, NIC 2.6372%
KENTUCKY
Harlan County School District Finance Corporation
Jul 7, 2011 . . . . . . $2,085,000
School Building Revenue Bonds, Series of 2011 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jun 1, 2011.
Due Jun 1, 2012 to 2031.
Callable Jun 1, 2021 at par.
Winning bid: Ross Sinclaire, at 98.0173, NIC 4.245%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/21 | $100,000 | 3.20% | NRO | NRO | |
| 6/1/28 | $530,000 | 4.00% | NRO | NRO | |
| 6/1/29 | $480,000 | 4.125% | NRO | NRO | |
| 6/1/30 | $485,000 | 4.20% | NRO | NRO | |
| 6/1/31 | $490,000 | 4.25% | NRO | NRO |
Other managers: PNC Capital Markets, Duncan-Williams, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
Other bidders were:
Stifel Nicolaus, NIC 4.2954%
Morgan Keegan, NIC 4.31%
Sterne Agee, NIC 4.3572%
LOUISIANA
Zachary Community School District No. 1
Jul 7, 2011 . . . . . . $15,000,000
General Obligation School Bonds, Series 2011.
Dated Aug 23, 2011.
Due Mar 1, 2012 to 2031.
Callable Mar 1, 2021 at par.
Winning bid: Southwest Securities, at 101.5835, TIC 3.9121%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $465,000 | 2.00% | 0.50% | ||
| 3/1/13 | $500,000 | 2.00% | 0.77% | ||
| 3/1/14 | $525,000 | 3.00% | 1.05% | ||
| 3/1/15 | $550,000 | 2.00% | 1.40% | ||
| 3/1/16 | $575,000 | 4.00% | 1.74% | ||
| 3/1/17 | $600,000 | 4.00% | 2.18% | ||
| 3/1/18 | $625,000 | 4.50% | 2.53% | ||
| 3/1/19 | $655,000 | 4.50% | 2.85% | ||
| 3/1/20 | $680,000 | 4.00% | 3.10% | ||
| 3/1/21 | $710,000 | 4.25% | 3.31% | ||
| 3/1/22 | $745,000 | 4.00% | 3.52% | ||
| 3/1/23 | $775,000 | 4.00% | 3.71% | ||
| 3/1/24 | $810,000 | 4.00% | 3.86% | ||
| 3/1/25 | $845,000 | 4.00% | 4.00% | ||
| 3/1/26 | $885,000 | 4.00% | 4.11% | ||
| 3/1/27 | $925,000 | 4.00% | 4.20% | ||
| 3/1/28 | $965,000 | 4.125% | 4.28% | ||
| 3/1/29 | $1,010,000 | 4.25% | 4.36% | ||
| 3/1/30 | $1,055,000 | 4.25% | 4.45% | ||
| 3/1/31 | $1,100,000 | 4.375% | 4.54% |
Other managers: Crews & Associates, Inc., SAMCO Capital Markets, Coastal Securities Corp., Protective Securities A Division of ProEquities, BOSC, Inc., Stifel, Nicolaus & Co., Inc., Citigroup Global Markets, Inc..
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Municipal Official(s).
Other bidders were:
Morgan Keegan, TIC 3.9189%
Stifel Nicolaus, TIC 4.0015%
Hutchinson Shockey, TIC 4.1572%
MASSACHUSETTS
Dracut (Town)
Jul 7, 2011 . . . . . . $2,300,000
General Obligation Bond Anticipation Bonds (bank qualified).
Dated Jul 21, 2011.
Due Jul 20, 2012.
Purchased $2,300,000.00 by Eastern Bk Cap Mkts, at 1.0%, effective rate 1.0%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 1.05%
Century Bk, Effective Rate 1.25%
Hyannis Fire District
Jul 7, 2011 . . . . . . $3,465,000
General Obligation Bond Anticipation Bonds (New and Renewal) (bank qualified).
Dated Jul 19, 2011.
Due Jul 19, 2012.
Purchased $3,465,000.00 by CCS Fin Services, at 0.99%, effective rate 0.99%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 1.05%
Eastern Bk Cap Mkts, Effective Rate 1.05%
Lakeville (Town)
Jul 7, 2011 . . . . . . $583,500
Bond Anticipation Notes (bank qualified) (book entry).
Dated Jul 22, 2011.
Due Jul 20, 2012.
Purchased $583,500.00 by Eastern Bk Cap Mkts, at 1.0%, effective rate 1.0%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 1.05%
Century Bk, Effective Rate 1.5%
Mattapoisett (Town)
Jul 7, 2011 . . . . . . $853,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Jul 21, 2011.
Due Feb 16, 2012.
Purchased $853,000.00 by Eastern Bk Cap Mkts, at 1.0%, effective rate 1.0%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 1.05%
Wachusett Regional School District
Jul 7, 2011 . . . . . . $11,400,000
General Obligation Revenue Anticipation Notes.
Dated Jul 25, 2011.
Due Jun 29, 2012.
Purchased $11,400,000.00 by TD Securities, at 2.0%, plus $125,533.30, effective rate 0.8133%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.9201%
FirstSouthwest, Effective Rate 1.0332%
Oppenheimer, Effective Rate 1.2499%
Jefferies, Effective Rate 1.3641%
Oppenheimer, Effective Rate 1.3749%
Wakefield (Town)
Jul 7, 2011 . . . . . . $530,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jul 22, 2011.
Due Jul 19, 2012.
Purchased $530,000.00 by Eastern Bk Cap Mkts, at 1.0%, effective rate 1.0%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 1.15%
Century Bk, Effective Rate 1.5%
Oppenheimer, Effective Rate 1.9762%
MICHIGAN
Gettysburg Drain Drainage District
Jul 6, 2011 . . . . . . $2,950,000
Drain Bonds, Series 2011 (bank qualified) (book entry).
Dated Jul 1, 2011.
Due Jun 1, 2012 to 2031.
Callable Jun 1, 2019 at par.
Winning bid: Stifel Nicolaus, at 99.0000, TIC 4.1566%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $110,000 | 2.00% | NRO | NRO | |
| 6/1/13 | $110,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $115,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $115,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $120,000 | 2.00% | NRO | NRO | |
| 6/1/17 | $120,000 | 2.40% | NRO | NRO | |
| 6/1/18 | $125,000 | 2.75% | NRO | NRO | |
| 6/1/19 | $130,000 | 3.125% | NRO | NRO | |
| 6/1/20 | $135,000 | 3.30% | NRO | NRO | |
| 6/1/21 | $135,000 | 3.50% | NRO | NRO | |
| 6/1/23 | $290,000 | 4.375% | NRO | NRO | |
| 6/1/25 | $315,000 | 4.375% | NRO | NRO | |
| 6/1/27 | $345,000 | 4.375% | NRO | NRO | |
| 6/1/29 | $375,000 | 4.375% | NRO | NRO | |
| 6/1/31 | $410,000 | 4.50% | NRO | NRO |
L.O.: Mika, Meyers, Beckett & Jones, P.L.C., Grand Rapids, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Robert W. Baird, TIC 4.391%
Bernardi Securities, TIC 4.5035%
MINNESOTA
Kasson-Mantorville Independent School District No. 204
Jul 7, 2011 . . . . . . $1,030,000
General Obligation Capital Facilities Bonds, Series 2011A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Jul 27, 2011.
Due Dec 1, 2011 to Jun 1, 2016.
Non-callable.
Winning bid: United Banker's Bk, at n/a, TIC 1.0901%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $105,000 | 0.40% | 0.40% | ||
| 6/1/12 | $100,000 | 0.45% | 0.45% | ||
| 12/1/12 | $100,000 | 0.50% | 0.50% | ||
| 6/1/13 | $100,000 | 0.55% | 0.55% | ||
| 12/1/13 | $100,000 | 0.65% | 0.65% | ||
| 6/1/14 | $105,000 | 0.75% | 0.75% | ||
| 12/1/14 | $105,000 | 0.90% | 0.90% | ||
| 6/1/15 | $105,000 | 1.05% | 1.05% | ||
| 12/1/15 | $105,000 | 1.20% | 1.20% | ||
| 6/1/16 | $105,000 | 1.35% | 1.35% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Cronin, TIC 1.2886%
Robert W. Baird, TIC 1.3031%
UMB Bank, TIC 1.328%
NEW JERSEY
Aberdeen Township
Jul 7, 2011 . . . . . . $16,037,561
$10,972,212 General Bond Anticipation Notes; $2,977,250 Water Utility Bond Anticipation Notes; $2,088,099 Sewer Utility Bond Anticipation Notes.
Dated Jul 14, 2011.
Due Mar 14, 2012.
Purchased $16,037,560.00 by Jefferies & Company, at 1.5%, plus $2,086.00, effective rate 1.4805%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Bloomingdale Borough
Jul 7, 2011 . . . . . . $1,512,000
Bond Anticipation Note (bank qualified).
Dated Jul 14, 2011.
Due Jul 13, 2012.
Purchased $1,512,000.00 by Jefferies & Company, at 2.0%, plus $3,252.00, effective rate 1.7843%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.8867%
Caldwell Borough
Jul 7, 2011 . . . . . . $4,329,000
$3,519,000 General Improvement Bonds and $810,000 Water Utility Bonds (bank qualified) (book entry).
Dated Jul 27, 2011.
Due Jul 15, 2012 to 2026.
Callable Jul 15, 2021 at par.
Winning bid: Janney Montgomery, at 104.4652, TIC 3.0523%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/12 | $225,000 | 2.00% | 0.65% | ||
| 7/15/13 | $225,000 | 2.00% | 0.85% | ||
| 7/15/14 | $250,000 | 3.00% | 1.00% | ||
| 7/15/15 | $275,000 | 3.00% | 1.45% | ||
| 7/15/16 | $290,000 | 3.00% | 1.75% | ||
| 7/15/17 | $300,000 | 3.00% | 2.15% | ||
| 7/15/18 | $305,000 | 4.00% | 2.50% | ||
| 7/15/19 | $320,000 | 4.00% | 2.81% | ||
| 7/15/20 | $330,000 | 5.00% | 3.04% | ||
| 7/15/21 | $350,000 | 5.00% | 3.22% | ||
| 7/15/22 | $275,000 | 3.125% | 3.20% | ||
| 7/15/23 | $300,000 | 3.25% | 3.35% | ||
| 7/15/24 | $285,000 | 3.40% | 3.50% | ||
| 7/15/25 | $300,000 | 3.50% | 3.60% | ||
| 7/15/26 | $299,000 | 3.65% | 3.75% |
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Roosevelt & Cross, TIC 3.0566%
Fidelity Capital, TIC 3.1881%
Morgan Keegan, TIC 3.207%
Robert W. Baird, TIC 3.2349%
PNC Capital Markets, TIC 3.4266%
Boenning&Scattergood, TIC 3.5247%
Egg Harbor (City)
Jul 7, 2011 . . . . . . $5,000,000
Water and Sewer Utility Bond Anticipation Notes (bank qualified).
Dated Jul 15, 2011.
Due Oct 14, 2011.
Purchased $5,000,000.00 by Jefferies & Company, at 1.75%, plus $1,201.00, effective rate 1.6528%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.8139%
Hardwick Township
Jul 7, 2011 . . . . . . $531,100
General Obligation Bond Anticipation Notes (bank qualified).
Dated Jul 14, 2011.
Due Jul 13, 2012.
Purchased $531,100.00 by Lakeland Bank, at 1.75%, effective rate 1.75%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.3633%
First Hope Bk, Effective Rate 2.92%
Mount Ephraim Borough
Jul 7, 2011 . . . . . . $1,045,540
Bond Anticipation Notes of 2011, Series A (bank qualified).
Dated Jul 15, 2011.
Due Jul 14, 2012.
Purchased $1,045,540.00 by First Colonial, at 1.5%, effective rate 1.5%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Colonial Bk, FSB, Effective Rate 1.6%
Oppenheimer, Effective Rate 2.6243%
Paramus Borough Board of Education
Jul 7, 2011 . . . . . . $5,436,000
Grant Anticipation Note (bank qualified) (book entry).
Dated Jul 14, 2011.
Due Dec 14, 2011.
Purchased $5,436,000.00 by Oppenheimer, at 2.0%, plus $13,917.00, effective rate 1.3856%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies & Company, Effective Rate 1.702%
Paulsboro Borough
Jul 7, 2011 . . . . . . $8,975,000
Bond Anticipation Notes of 2011, Series A (bank qualified).
Dated Jul 15, 2011.
Due Jul 14, 2012.
Purchased $8,975,000.00 by Oppenheimer, at 2.0%, plus $55,466.00, effective rate 1.3785%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies & Company, Effective Rate 1.4999%
Fulton Financial, Effective Rate 1.5%
Wells Fargo Secs, Effective Rate 1.599%
Pemberton Borough
Jul 7, 2011 . . . . . . $883,500
Bond Anticipation Notes (bank qualified).
Dated Jul 12, 2011.
Due Jul 11, 2012.
Purchased $883,500.00 by Colonial Bk, FSB, at 1.6%, effective rate 1.6%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.1136%
West Caldwell Township
Jul 7, 2011 . . . . . . $8,053,965
Bond Anticipation Notes (bank qualified).
Dated Jul 14, 2011.
Due Jul 13, 2012.
Purchased $8,053,970.00 by TD Securities, at 2.0%, plus $49,371.00, effective rate 0.653%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies & Company, Effective Rate 0.656%
Oppenheimer, Effective Rate 1.3853%
Willingboro Township
Jul 7, 2011 . . . . . . $1,911,400
Bond Anticipation Note (bank qualified) (book entry).
Dated Jul 14, 2011.
Due Feb 14, 2012.
Purchased $1,911,400.00 by Jefferies & Company, at 2.0%, plus $1,320.00, effective rate 1.881%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.0288%
Beneficial Bk, Effective Rate 2.25%
NEW MEXICO
West Las Vegas Municipal School District No. 1
Jul 7, 2011 . . . . . . $1,200,000
General Obligation School Bonds, Series 2011 (bank qualified) (book entry).
Dated Aug 15, 2011.
Due Aug 15, 2013 to 2019.
Callable Aug 15, 2018 at par.
Winning bid: Morgan Keegan, at 100.3704, TIC 2.3725%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/13 | $50,000 | 1.00% | NRO | NRO | |
| 8/15/14 | $75,000 | 1.00% | NRO | NRO | |
| 8/15/15 | $75,000 | 1.25% | NRO | NRO | |
| 8/15/16 | $50,000 | 1.50% | NRO | NRO | |
| 8/15/17 | $100,000 | 2.00% | NRO | NRO | |
| 8/15/18 | $200,000 | 2.25% | NRO | NRO | |
| 8/15/19 | $650,000 | 2.75% | NRO | NRO |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; Hughes Law, LLC, Albuquerque, NM; and State Attorney General.
F.A.: George K. Baum & Co., Albuquerque, NM.
Other bidders were:
D.A. Davidson, TIC 2.3838%
Baker Group, TIC 2.5305%
Kious & Co, TIC 2.64%
Zions First Natl Bk, TIC 2.6945%
Robert W. Baird, TIC 2.9797%
NEW YORK
Brushton-Moira Central School District
Jul 7, 2011 . . . . . . $7,000,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Jul 20, 2011.
Due Jul 20, 2012.
Purchased $7,000,000.00 by JPMorgan Chase, at 0.78%, effective rate 0.78%.
L.O.: Lemery Greisler LLC, Saratoga Springs, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies & Company, Effective Rate 0.876%
TD Securities, Effective Rate 0.925%
Janney Montgomery, Effective Rate 1.221%
Oppenheimer, Effective Rate 1.336%
Cambridge Central School District
Jul 7, 2011 . . . . . . $1,933,058
Bond Anticipation Notes, 2011 (Renewals) (bank qualified).
Dated Jul 22, 2011.
Due Jun 29, 2012.
Purchased $1,933,060.00 by JPMorgan Chase, at 0.95%, effective rate 0.95%.
L.O.: Barlett, Pontiff, Stewart & Rhodes, P.C., Glens Falls, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Glens Falls Natl Bk, Effective Rate 1.29%
Oppenheimer, Effective Rate 1.9365%
Cayuga Village
Jul 7, 2011 . . . . . . $975,000
Bond Anticipation Notes, 2011A (bank qualified).
Dated Jul 21, 2011.
Due Jul 19, 2012.
Purchased $975,000.00 by Oppenheimer, at 2.5%, plus $200.00, effective rate 2.4793%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Cheektowaga (Town)
Jul 7, 2011 . . . . . . $21,380,000
Bond Anticipation Notes for Various Purpose - 2011 (book entry).
Dated Jul 20, 2011.
Due Jul 19, 2012.
Purchased $21,380,000.00 by TD Securities, at 1.0%, plus $124,217.80, effective rate 0.4174%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies & Company, Effective Rate 0.4209%
Janney Montgomery, Effective Rate 0.4387%
Morgan Stanley, Effective Rate 0.4932%
JPMorgan Chase, Effective Rate 0.71%
Oppenheimer, Effective Rate 0.8863%
First Niagara Bank, Effective Rate 1.55%
Clinton County
Jul 7, 2011 . . . . . . $6,345,505
Bond Anticipation Notes, 2011 (bank qualified) (book entry).
Dated Jul 15, 2011.
Due Jul 13, 2012.
Purchased $6,345,510.00 by Jefferies & Company, at 1.25%, plus $39,280.00, effective rate 0.6275%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.84%
Janney Montgomery, Effective Rate 0.8562%
Oppenheimer, Effective Rate 1.0827%
Clyde-Savannah Central School District
Jul 7, 2011 . . . . . . $10,000,000
Bond Anticipation Notes, 2011 (book entry).
Dated Jul 14, 2011.
Due Jul 13, 2012.
Purchased $10,000,000.00 by Jefferies & Company, at 1.25%, plus $52,402.00, effective rate 0.7245%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
KeyBank NY, Effective Rate 1.1105%
JPMorgan Chase, Effective Rate 1.25%
Oppenheimer, Effective Rate 1.2834%
Janney Montgomery, Effective Rate 1.5825%
Guilderland Central School District
Jul 7, 2011 . . . . . . $2,534,918
Bond Anticipation Notes for Vehicles - 2011 (bank qualified).
Dated Jul 20, 2011.
Due Jul 19, 2012.
Purchased $2,534,920.00 by TD Securities, at 1.0%, plus $8,720.12, effective rate 0.655%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies & Company, Effective Rate 0.7559%
Janney Montgomery, Effective Rate 0.77%
Pioneer Savings Bk, Effective Rate 0.77%
JPMorgan Chase, Effective Rate 0.81%
First Niagara Bank, Effective Rate 0.9%
Oppenheimer, Effective Rate 1.3064%
Guilderland Central School District
Jul 7, 2011 . . . . . . $5,000,000
Tax Anticipation Notes for 2011-2012 (bank qualified).
Dated Jul 20, 2011.
Due Oct 20, 2011.
Purchased $5,000,000.00 by Janney Montgomery, at 0.75%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.46%
Jefferies & Company, Effective Rate 0.5358%
JPMorgan Chase, Effective Rate 0.67%
Pioneer Savings Bk, Effective Rate 0.675%
First Niagara Bank, Effective Rate 1.0%
Oppenheimer, Effective Rate 1.154%
Lewisboro (Town)
Jul 7, 2011 . . . . . . $1,270,000
Bond Anticipation (Renewal) Notes, 2011 (bank qualified).
Dated Jul 14, 2011.
Due Jul 13, 2012.
Purchased $1,270,000.00 by Putnam Co Saving Bnk, at 0.75%, effective rate 0.75%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.5684%
JPMorgan Chase, Effective Rate 1.66%
Signature Bank, Effective Rate 2.29%
Maine (Town)
Jul 7, 2011 . . . . . . $700,000
Bond Anticipation Notes, 2011 (bank qualified) (book entry).
Dated Jul 20, 2011.
Due Jul 20, 2012.
Purchased $700,000.00 by NBT Bank, at 2.23%, effective rate 2.23%.
L.O.: Coughlin & Gerhart, Binghamton, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.73%
Mount Vernon (City)
Jul 7, 2011 . . . . . . $6,000,000
Bond Anticipation Notes, 2011 Series B (book entry).
Dated Jul 21, 2011.
Due Jul 13, 2012.
Purchased $6,000,000.00 by Jefferies & Company, at 1.5%, plus $51,302.00, effective rate 0.6255%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY; and Capital Markets Advisors, LLC, New York, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.6318%
JPMorgan Chase, Effective Rate 0.8%
Oppenheimer, Effective Rate 1.1103%
Mount Vernon (City)
Jul 7, 2011 . . . . . . $8,760,000
Bond Anticipation Notes, 2011 Series A (book entry).
Dated Jul 14, 2011.
Due Jul 13, 2012.
Purchased $8,760,000.00 by Jefferies & Company, at 1.25%, plus $54,576.00, effective rate 0.6253%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY; and Capital Markets Advisors, LLC, New York, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.634%
Oppenheimer, Effective Rate 0.9806%
New Hartford (Town)
Jul 7, 2011 . . . . . . $847,000
Bond Anticipation Notes, 2011 (bank qualified) (book entry).
Dated Jul 18, 2011.
Due Jul 18, 2012.
Purchased $847,000.00 by JPMorgan Chase, at 1.46%, effective rate 1.46%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
NBT Bank, Effective Rate 1.68%
First Niagara Bank, Effective Rate 1.99%
Adirondack Bank, Effective Rate 2.375%
Newburgh City School District
Jul 7, 2011 . . . . . . $15,000,000
Bond Anticipation Notes, 2011 (book entry).
Dated Jul 14, 2011.
Due Jul 13, 2012.
Purchased $15,000,000.00 by TD Securities, at 1.0%, plus $86,850.00, effective rate 0.4194%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies & Company, Effective Rate 0.4224%
JPMorgan Chase, Effective Rate 1.3%
Oppenheimer, Effective Rate 1.3053%
OHIO
Sylvania (City)
Jul 7, 2011 . . . . . . $6,695,000
General Obligation (Limited Tax) Various Purpose Bonds, Series 2011 (bank qualified) (book entry).
Dated Jul 26, 2011.
Due Dec 1, 2012 to 2031.
Callable Dec 1, 2018 at par.
Winning bid: UBS Financial Svcs, at 100.3445, TIC 3.4092%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $275,000 | 3.00% | NRO | NRO | |
| 12/1/13 | $275,000 | 2.00% | NRO | NRO | |
| 12/1/14 | $280,000 | 2.00% | NRO | NRO | |
| 12/1/16 | $565,000 | 3.75% | NRO | NRO | |
| 12/1/17 | $290,000 | 2.00% | NRO | NRO | |
| 12/1/18 | $300,000 | 2.50% | NRO | NRO | |
| 12/1/19 | $300,000 | 2.50% | NRO | NRO | |
| 12/1/20 | $310,000 | 3.00% | NRO | NRO | |
| 12/1/22 | $640,000 | 3.00% | NRO | NRO | |
| 12/1/23 | $335,000 | 3.25% | NRO | NRO | |
| 12/1/24 | $350,000 | 3.50% | NRO | NRO | |
| 12/1/25 | $360,000 | 3.50% | NRO | NRO | |
| 12/1/26 | $370,000 | 3.625% | NRO | NRO | |
| 12/1/27 | $380,000 | 3.625% | NRO | NRO | |
| 12/1/28 | $390,000 | 3.75% | NRO | NRO | |
| 12/1/29 | $410,000 | 3.75% | NRO | NRO | |
| 12/1/30 | $425,000 | 4.00% | NRO | NRO | |
| 12/1/31 | $440,000 | 4.00% | NRO | NRO |
Other managers: J.P. Morgan Securities LLC.
In association with: Roosevelt & Cross, Inc., Wiley Bros.-Aintree Capital LLC.
L.O.: Squire, Sanders & Dempsey (US) LLP, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.4127%
Janney Montgomery, TIC 3.4497%
Morgan Keegan, TIC 3.4877%
Robert W. Baird, TIC 3.5267%
Stone & Youngberg, TIC 3.7292%
BOSC, TIC 3.7511%
Fifth Third Sec, TIC 3.7744%
US Bancorp Invest, TIC 4.0678%
SOUTH CAROLINA
Florence County School District No. 1
Jul 7, 2011 . . . . . . $19,000,000
General Obligation Bond Anticipation Notes, Series 2011 (book entry).
Dated Jul 14, 2011.
Due Jul 12, 2012.
Purchased $19,000,000.00 by Piper Jaffray, at 1.5%, plus $228,950.00, effective rate 0.2883%.
L.O.: Haynsworth Sinkler Boyd, P.A., Florence, SC.
F.A.: Municipal Official(s).
Other bidders were:
BB&T Cap Mkts, Effective Rate 0.3134%
Jefferies, Effective Rate 0.3245%
Janney Montgomery, Effective Rate 0.4499%
TEXAS
Cinco Southwest Municipal Utility District No. 3
Jul 7, 2011 . . . . . . $4,990,000
Unlimited Tax Bonds, Series 2011 (book entry).
Dated Jul 1, 2011.
Due Sep 1, 2012 to 2036.
Callable Sep 1, 2019 at par.
Winning bid: GMS Group, at 97.0000, NIC 5.0532%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $95,000 | 4.00% | 2.00% | ||
| 9/1/13 | $100,000 | 4.00% | 2.375% | ||
| 9/1/14 | $105,000 | 4.00% | 2.50% | ||
| 9/1/15 | $110,000 | 4.00% | 3.00% | ||
| 9/1/16 | $120,000 | 4.00% | 3.20% | ||
| 9/1/17 | $125,000 | 4.00% | 3.40% | ||
| 9/1/18 | $130,000 | 4.00% | 3.60% | ||
| 9/1/19 | $140,000 | 4.00% | 3.80% | ||
| 9/1/20 | $145,000 | 4.00% | 4.00% | ||
| 9/1/21 | $155,000 | 4.20% | 4.20% | ||
| 9/1/22 | $165,000 | 4.40% | 4.40% | ||
| 9/1/23 | $175,000 | 4.60% | 4.60% | ||
| 9/1/24 | $185,000 | 4.70% | 4.70% | ||
| 9/1/25 | $195,000 | 4.80% | 4.80% | ||
| 9/1/26 | $205,000 | 4.90% | 4.90% | ||
| 9/1/28 | $450,000 | 5.00% | 5.00% | ||
| 9/1/31 | $775,000 | 5.00% | 5.15% | ||
| 9/1/36 | $1,615,000 | 5.00% | 5.25% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 5.1588%
Southwest Securities, NIC 5.4666%
WEST VIRGINIA
Calhoun County Board of Education
Jul 7, 2011 . . . . . . $3,560,000
Public School Bonds, Series 2011 (bank qualified) (book entry).
Dated Jul 21, 2011.
Due Jun 1, 2012 to 2031.
Callable Jun 1, 2021 at par.
Winning bid: Crews & Associates, at 100.0132, TIC 3.7654%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $80,000 | 3.25% | NRO | NRO | |
| 6/1/13 | $115,000 | 3.25% | NRO | NRO | |
| 6/1/14 | $120,000 | 3.25% | NRO | NRO | |
| 6/1/15 | $125,000 | 3.25% | NRO | NRO | |
| 6/1/16 | $130,000 | 3.25% | NRO | NRO | |
| 6/1/17 | $140,000 | 3.25% | NRO | NRO | |
| 6/1/18 | $145,000 | 3.25% | NRO | NRO | |
| 6/1/19 | $150,000 | 3.25% | NRO | NRO | |
| 6/1/20 | $160,000 | 3.25% | NRO | NRO | |
| 6/1/21 | $170,000 | 3.25% | NRO | NRO | |
| 6/1/22 | $175,000 | 3.25% | NRO | NRO | |
| 6/1/23 | $185,000 | 3.40% | NRO | NRO | |
| 6/1/24 | $195,000 | 3.60% | NRO | NRO | |
| 6/1/25 | $205,000 | 3.75% | NRO | NRO | |
| 6/1/26 | $215,000 | 3.85% | NRO | NRO | |
| 6/1/27 | $225,000 | 3.90% | NRO | NRO | |
| 6/1/28 | $240,000 | 4.00% | NRO | NRO | |
| 6/1/29 | $250,000 | 4.10% | NRO | NRO | |
| 6/1/30 | $260,000 | 4.15% | NRO | NRO | |
| 6/1/31 | $275,000 | 4.20% | NRO | NRO |
L.O.: Goodwin & Goodwin, Charleston, WV.
F.A.: Raymond James & Associates, Inc., Charleston, WV.
Other bidders were:
Robert W. Baird, TIC 3.9231%
TAXABLE ISSUES
ARKANSAS
Hampton School District No. 1 of Calhoun County
Jul 7, 2011 . . . . . . $925,000
Construction Bonds (Qualified School Construction Bonds-Direct Payment) (Arkansas School District Credit Enhancement Program) (book entry).
Dated Aug 4, 2011.
Due Aug 1, 2027.
Callable Aug 1, 2012 at par.
Winning bid: Morgan Keegan, at 98.3750, TIC 4.8978%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/27 | $925,000 | 4.75% | 4.75% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 5.1047%
FTN Fin Cap Mkts, TIC 5.1762%
INDIANA
East Noble School Corporation
Jul 7, 2011 . . . . . . $1,960,000
Taxable General Obligation Bonds of 2011 (Qualified Zone Academy Bonds-Direct Payment) (book entry).
Dated Jul 21, 2011.
Due Jul 15, 2018 to Jan 15, 2020.
Non-callable.
Winning bid: Robert W. Baird, at n/a, NIC 4.101%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/20 | $1,960,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, Loop Capital Markets, LLC, Edward D. Jones & Co., Kildare Capital, Inc., Vining-Sparks IBG, Limited Partnership, Jackson Securities Inc., Isaak Bond Investments, Inc., FTN Financial Capital Markets, Corby Capital Markets, Inc..
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
Other bidders were:
City Securities, NIC 4.126%
Stifel Nicolaus, NIC 4.29%
Ross Sinclaire, NIC 4.6%
Star Financial Bk, NIC 4.75%
Community State Bk, NIC 5.24%
