KANSAS
Johnson County Public Building Commission
Mar 24, 2011 . . . . . . $35,395,000
Lease Purchase Revenue Bonds, Series 2011A (book entry).
Dated Apr 15, 2011.
Due Sep 1, 2012 to 2031.
Callable Sep 1, 2020 at par.
Winning bid: Robert W. Baird, at 100.0101, TIC 3.8098%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/12 | $790,000 | 2.00% | NRO | NRO | |
9/1/13 | $1,360,000 | 2.00% | NRO | NRO | |
9/1/14 | $1,385,000 | 2.00% | NRO | NRO | |
9/1/15 | $1,415,000 | 2.00% | NRO | NRO | |
9/1/16 | $1,445,000 | 2.00% | NRO | NRO | |
9/1/17 | $1,485,000 | 2.50% | NRO | NRO | |
9/1/18 | $1,530,000 | 3.00% | NRO | NRO | |
9/1/19 | $1,575,000 | 3.50% | NRO | NRO | |
9/1/20 | $1,630,000 | 4.00% | NRO | NRO | |
9/1/21 | $1,685,000 | 3.00% | NRO | NRO | |
9/1/22 | $1,745,000 | 3.375% | NRO | NRO | |
9/1/23 | $1,815,000 | 4.00% | NRO | NRO | |
9/1/24 | $1,885,000 | 4.00% | NRO | NRO | |
9/1/25 | $1,960,000 | 4.00% | NRO | NRO | |
9/1/26 | $2,045,000 | 4.00% | NRO | NRO | |
9/1/27 | $2,125,000 | 4.00% | NRO | NRO | |
9/1/28 | $2,220,000 | 4.125% | NRO | NRO | |
9/1/29 | $2,320,000 | 4.25% | NRO | NRO | |
9/1/30 | $2,435,000 | 4.25% | NRO | NRO | |
9/1/31 | $2,545,000 | 4.375% | NRO | NRO |
Other managers: Morgan Keegan, Coastal Securities Corp., CL King & Associates, Kildare Capital, Inc., Loop Capital Markets, LLC, SAMCO Capital Markets, Davenport & Company LLC, Fidelity Capital Markets, Duncan-Williams, Inc., Crews & Associates, Inc., Corby Capital Markets, Inc., Edward D. Jones & Co., Wedbush Securities, Country Club Bank.
L.O.: Kutak Rock, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN; and Springsted Incorporated, Kansas City, MO.
Other bidders were:
Wells Fargo Secs, TIC 3.8812%
BOSC, TIC 3.9198%
Morgan Stanley, TIC 3.9584%
JPMorgan, TIC 3.9658%
Piper Jaffray, TIC 4.0229%
KENTUCKY
Kentucky Bond Corporation
Mar 24, 2011 . . . . . . $16,400,000
Financing Progam Revenue Bonds, 2011 First Series A (book entry).
Dated Apr 14, 2011.
Due Feb 1, 2012 to 2036.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at 98.0000, NIC 5.0977%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/12 | $325,000 | 3.00% | NRO | NRO | |
2/1/13 | $535,000 | 3.00% | NRO | NRO | |
2/1/14 | $555,000 | 3.00% | NRO | NRO | |
2/1/15 | $570,000 | 3.00% | NRO | NRO | |
2/1/16 | $655,000 | 3.00% | NRO | NRO | |
2/1/17 | $675,000 | 3.00% | NRO | NRO | |
2/1/18 | $690,000 | 3.00% | NRO | NRO | |
2/1/19 | $720,000 | 4.00% | NRO | NRO | |
2/1/20 | $750,000 | 4.00% | NRO | NRO | |
2/1/21 | $780,000 | 4.00% | NRO | NRO | |
2/1/22 | $590,000 | 4.125% | NRO | NRO | |
2/1/23 | $615,000 | 4.375% | NRO | NRO | |
2/1/24 | $645,000 | 4.50% | NRO | NRO | |
2/1/25 | $675,000 | 4.75% | NRO | NRO | |
2/1/26 | $825,000 | 5.00% | NRO | NRO | |
2/1/27 | $865,000 | 5.00% | NRO | NRO | |
2/1/28 | $915,000 | 5.125% | NRO | NRO | |
2/1/29 | $965,000 | 5.25% | NRO | NRO | |
2/1/30 | $1,015,000 | 5.375% | NRO | NRO | |
2/1/31 | $1,115,000 | 5.50% | NRO | NRO | |
2/1/36 | $1,920,000 | 5.75% | NRO | NRO |
Other managers: Ross, Sinclaire & Associates, Inc., Coastal Securities Corp., Duncan-Williams, Inc., CL King & Associates, SAMCO Capital Markets, Crews & Associates, Inc., Edward D. Jones & Co., Kildare Capital, Inc., Loop Capital Markets, LLC, NW Capital Markets Inc., FirstSouthwest, Oppenheimer & Co., Inc., Jackson Securities Inc., PNC Capital Markets, Sterne, Agee & Leach, Inc.
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Sterne, Agee & Leach, Inc, Lexington, KY; and C.D. Bowling & Associates, Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 5.191%
Morgan Stanley, NIC 5.2516%
Rockcastle County School District Finance Corporation
Mar 24, 2011 . . . . . . $3,835,000
School Building Refunding Revenue Bonds, Series of 2011 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Apr 1, 2011.
Due Apr 1, 2012 to 2018.
Non-callable.
Winning bid: Ross Sinclaire, at 99.4128, NIC 2.0292%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/12 | $680,000 | 1.00% | NRO | NRO | |
4/1/13 | $685,000 | 1.00% | NRO | NRO | |
4/1/14 | $480,000 | 1.30% | NRO | NRO | |
4/1/15 | $485,000 | 1.75% | NRO | NRO | |
4/1/16 | $490,000 | 2.00% | NRO | NRO | |
4/1/17 | $500,000 | 2.20% | NRO | NRO | |
4/1/18 | $515,000 | 2.30% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
Other bidders were:
Stifel Nicolaus, NIC 2.0823%
Morgan Keegan, NIC 2.123%
MASSACHUSETTS
Templeton (Town)
Mar 24, 2011 . . . . . . $1,400,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Mar 31, 2011.
Due Nov 2, 2011.
Purchased $1,400,000.00 by TD Securities, at 1.25%, plus $2,884.00, effective rate 0.9002%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
People's United Bk, Effective Rate 1.02%
Eastern Bk Cap Mkts, Effective Rate 1.044%
Century Bk, Effective Rate 1.0604%
NEW JERSEY
Clifton (City)
Mar 24, 2011 . . . . . . $3,906,000
Bond Anticipation Notes (book entry).
Dated Apr 7, 2011.
Due Nov 15, 2011.
Purchased $3,906,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
TD Securities, Effective Rate 0.7072%
Jefferies, Effective Rate 0.951%
Oppenheimer, Effective Rate 1.4924%
Clifton (City)
Mar 24, 2011 . . . . . . $6,780,000
General Obligation Bonds, Series 2011 (book entry).
Dated Apr 7, 2011.
Due Nov 15, 2011 to 2027.
Callable Nov 15, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.7157%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/15/11 | $220,000 | 4.00% | NRO | NRO | |
11/15/12 | $220,000 | 4.00% | NRO | NRO | |
11/15/13 | $220,000 | 4.00% | NRO | NRO | |
11/15/14 | $440,000 | 3.50% | NRO | NRO | |
11/15/15 | $400,000 | 3.00% | NRO | NRO | |
11/15/16 | $440,000 | 3.00% | NRO | NRO | |
11/15/17 | $440,000 | 3.00% | NRO | NRO | |
11/15/18 | $440,000 | 3.00% | NRO | NRO | |
11/15/19 | $440,000 | 3.125% | NRO | NRO | |
11/15/20 | $440,000 | 3.50% | NRO | NRO | |
11/15/21 | $440,000 | 3.625% | NRO | NRO | |
11/15/22 | $440,000 | 3.75% | NRO | NRO | |
11/15/23 | $440,000 | 4.00% | NRO | NRO | |
11/15/24 | $440,000 | 4.00% | NRO | NRO | |
11/15/25 | $440,000 | 4.125% | NRO | NRO | |
11/15/26 | $440,000 | 4.125% | NRO | NRO | |
11/15/27 | $440,000 | 4.25% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Morgan Stanley, TIC 3.717%
Janney Montgomery, TIC 3.7917%
RBC Capital Mkts, TIC 3.8372%
Robert W. Baird, TIC 4.1153%
Hasbrouck Heights Borough Board of Education
Mar 24, 2011 . . . . . . $3,000,000
General Obligation School Promissory Notes (bank qualified).
Dated Apr 1, 2011.
Due Mar 30, 2012.
Purchased $3,000,000.00 by Valley National Bank, at 1.02%, effective rate 1.02%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.8726%
Janney Montgomery, Effective Rate 1.99%
Jefferies, Effective Rate 1.9906%
North Haledon Borough
Mar 24, 2011 . . . . . . $2,323,116
Bond Anticipation Notes (bank qualified).
Dated Apr 1, 2011.
Due Mar 30, 2012.
Purchased $2,323,120.00 by Janney Montgomery, at 2.0%, plus n/a, effective rate n/a.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.9087%
Jefferies, Effective Rate 2.2172%
Prospect Park Borough
Mar 24, 2011 . . . . . . $1,110,000
General Improvement Bonds, Series 2011 (bank qualified) (book entry).
Dated Apr 7, 2011.
Due Apr 1, 2012 to 2023.
Callable Apr 1, 2021 at par.
Winning bid: Roosevelt & Cross, at 100.2019, NIC 3.9726%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/12 | $70,000 | 4.00% | NRO | NRO | AGM |
4/1/13 | $70,000 | 4.00% | NRO | NRO | AGM |
4/1/14 | $70,000 | 4.00% | NRO | NRO | AGM |
4/1/15 | $70,000 | 4.00% | NRO | NRO | AGM |
4/1/16 | $70,000 | 4.00% | NRO | NRO | AGM |
4/1/17 | $70,000 | 4.00% | NRO | NRO | AGM |
4/1/18 | $70,000 | 4.00% | NRO | NRO | AGM |
4/1/19 | $115,000 | 4.00% | NRO | NRO | AGM |
4/1/20 | $120,000 | 4.00% | NRO | NRO | AGM |
4/1/21 | $125,000 | 4.00% | NRO | NRO | AGM |
4/1/22 | $130,000 | 4.00% | NRO | NRO | AGM |
4/1/23 | $130,000 | 4.00% | NRO | NRO | AGM |
Other managers: Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Ferraioli, Wielkotz, Cerrullo & Cuva, P.A., Pompton Lakes, NJ.
Other bidders were:
Janney Montgomery, NIC 4.1934%
Waldwick Borough
Mar 24, 2011 . . . . . . $2,618,500
Bond Anticipation Notes (bank qualified).
Dated Apr 1, 2011.
Due Mar 30, 2012.
Purchased $2,618,500.00 by Jefferies, at 2.0%, plus $15,738.00, effective rate 1.3973%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 1.4512%
Janney Montgomery, Effective Rate 1.743%
Oppenheimer, Effective Rate 1.9839%
NEW YORK
Binghamton City School District
Mar 24, 2011 . . . . . . $350,000
Bond Anticipation Notes, 2011.
Dated Mar 31, 2011.
Due Sep 16, 2011.
Purchased $350,000.00 by JPMorgan Chase, at 1.36%, effective rate 1.36%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Chenango (Town)
Mar 24, 2011 . . . . . . $3,297,086
Bond Anticipation Notes for Various Purposes - 2011A (bank qualified).
Dated Apr 5, 2011.
Due Feb 23, 2012.
Purchased $3,297,090.00 by Jefferies, at 1.75%, plus $12,661.00, effective rate 1.3153%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.32%
Oppenheimer, Effective Rate 1.6243%
Janney Montgomery, Effective Rate 1.7443%
TD Securities, Effective Rate 1.75%
Cincinnatus Central School District
Mar 24, 2011 . . . . . . $254,000
Bond Anticipation Notes, 2011 (New Issue) (bank qualified).
Dated Apr 6, 2011.
Due Jan 6, 2012.
Purchased $254,000.00 by Alliance Bank, at 1.5%, effective rate 1.5%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Peekskill (City)
Mar 24, 2011 . . . . . . $9,810,500
Public Improvement Serial Bonds, Series 2011A (book entry).
Dated Apr 12, 2011.
Due Jun 1, 2012 to 2040.
Callable Jun 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 4.6632%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/12 | $200,500 | 5.00% | NRO | NRO | |
6/1/13 | $205,000 | 5.00% | NRO | NRO | |
6/1/14 | $205,000 | 5.00% | NRO | NRO | |
6/1/15 | $210,000 | 5.00% | NRO | NRO | |
6/1/16 | $215,000 | 5.00% | NRO | NRO | |
6/1/17 | $220,000 | 5.00% | NRO | NRO | |
6/1/18 | $225,000 | 5.00% | NRO | NRO | |
6/1/19 | $235,000 | 5.00% | NRO | NRO | |
6/1/20 | $240,000 | 3.125% | NRO | NRO | |
6/1/21 | $250,000 | 3.375% | NRO | NRO | |
6/1/22 | $260,000 | 3.50% | NRO | NRO | |
6/1/23 | $270,000 | 3.75% | NRO | NRO | |
6/1/24 | $280,000 | 4.00% | NRO | NRO | |
6/1/25 | $290,000 | 4.00% | NRO | NRO | |
6/1/26 | $305,000 | 4.125% | NRO | NRO | |
6/1/27 | $315,000 | 4.25% | NRO | NRO | |
6/1/28 | $330,000 | 4.375% | NRO | NRO | |
6/1/29 | $345,000 | 4.375% | NRO | NRO | |
6/1/30 | $365,000 | 4.50% | NRO | NRO | |
6/1/31 | $380,000 | 4.50% | NRO | NRO | |
6/1/32 | $400,000 | 4.625% | NRO | NRO | |
6/1/33 | $420,000 | 4.75% | NRO | NRO | |
6/1/34 | $445,000 | 5.00% | NRO | NRO | |
6/1/35 | $465,000 | 5.00% | NRO | NRO | |
6/1/36 | $490,000 | 5.00% | NRO | NRO | |
6/1/37 | $520,000 | 5.00% | NRO | NRO | |
6/1/38 | $545,000 | 5.00% | NRO | NRO | |
6/1/39 | $575,000 | 5.00% | NRO | NRO | |
6/1/40 | $605,000 | 5.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Janney Montgomery, TIC 4.7293%
Robert W. Baird, TIC 4.818%
TD Securities, TIC 5.0204%
Schenectady (City)
Mar 24, 2011 . . . . . . $930,000
Bond Anticipation Notes, 2011 (Renewals) (bank qualified).
Dated Mar 31, 2011.
Due Mar 30, 2012.
Purchased $930,000.00 by Pioneer Savings Bk, at 1.14%, effective rate 1.14%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.23%
First Niagara Bank, Effective Rate 1.65%
NBT Bank, Effective Rate 1.91%
Jefferies, Effective Rate 1.991%
Wappinger (Town)
Mar 24, 2011 . . . . . . $653,000
Bond Anticipation Notes, 2011 Series A (bank qualified).
Dated Mar 31, 2011.
Due Mar 30, 2012.
Purchased $653,000.00 by Putnam Co Saving Bnk, at 0.89%, effective rate 0.89%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.73%
Oppenheimer, Effective Rate 2.7359%
Mahopac Nat'l Bk, Effective Rate 3.0%
PENNSYLVANIA
Norwin School District
Mar 24, 2011 . . . . . . $33,575,000
General Obligation Bonds, Series of 2011 (State Aid Withholding) (book entry).
Dated May 4, 2011.
Due Apr 1, 2013 to 2028.
Callable Apr 1, 2021 at par.
Winning bid: Robert W. Baird, at n/a, TIC 4.1206%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/13 | $1,120,000 | 3.00% | 1.05% | AGM | |
4/1/14 | $1,665,000 | 3.00% | 1.35% | AGM | |
4/1/15 | $1,710,000 | 3.00% | 1.85% | AGM | |
4/1/16 | $1,765,000 | 3.00% | 2.15% | AGM | |
4/1/17 | $1,820,000 | 4.00% | 2.43% | AGM | |
4/1/18 | $1,885,000 | 4.00% | 2.78% | AGM | |
4/1/19 | $1,965,000 | 4.00% | 3.11% | AGM | |
4/1/20 | $2,045,000 | 3.25% | 3.37% | AGM | |
4/1/21 | $2,110,000 | 4.00% | 3.57% | AGM | |
4/1/22 | $2,195,000 | 4.00% | 3.85% | AGM | |
4/1/23 | $2,280,000 | 4.00% | 4.05% | AGM | |
4/1/24 | $2,375,000 | 4.125% | 4.23% | AGM | |
4/1/25 | $2,470,000 | 5.00% | 4.23% | AGM | |
4/1/26 | $2,595,000 | 5.00% | 4.35% | AGM | |
4/1/27 | $2,725,000 | 4.50% | 4.62% | AGM | |
4/1/28 | $2,850,000 | 4.625% | 4.72% | AGM |
Other managers: Coastal Securities Corp., Kildare Capital, Inc., Stifel, Nicolaus & Co., Inc., Edward D. Jones & Co., Crews & Associates, Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: Thorp Reed & Armstrong, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Janney Montgomery, TIC 4.1575%
Citigroup, TIC 4.3397%
TEXAS
Sonterra Municipal Utility District
Mar 24, 2011 . . . . . . $1,490,000
Unlimited Tax and Revenue Bonds, Series 2011 (bank qualified) (book entry).
Dated Mar 15, 2011.
Due Aug 15, 2014 to 2036.
Callable Aug 15, 2020 at par.
Winning bid: GMS Group, at 97.0000, NIC 5.5235%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/14 | $35,000 | 4.75% | NRO | NRO | |
8/15/15 | $35,000 | 4.75% | NRO | NRO | |
8/15/16 | $35,000 | 4.75% | NRO | NRO | |
8/15/17 | $40,000 | 4.75% | NRO | NRO | |
8/15/18 | $40,000 | 4.75% | NRO | NRO | |
8/15/19 | $45,000 | 4.75% | NRO | NRO | |
8/15/20 | $45,000 | 4.75% | NRO | NRO | |
8/15/21 | $50,000 | 4.75% | NRO | NRO | |
8/15/23 | $105,000 | 5.00% | NRO | NRO | |
8/15/24 | $55,000 | 5.10% | NRO | NRO | |
8/15/25 | $60,000 | 5.20% | NRO | NRO | |
8/15/30 | $360,000 | 5.35% | NRO | NRO | |
8/15/36 | $585,000 | 5.50% | NRO | NRO |
L.O.: Freeman & Corbett, LLP, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
FirstSouthwest, NIC 5.5639%
Southwest Securities, NIC 5.7147%
SAMCO Cap Mkts, NIC 5.771%
M.E. Allison, NIC 5.9399%