WASHINGTON – R. Seelaus & Co., Carty & Co., and Emmet & Co. have agreed to pay a total of $83,000 to settle separate charges by the Financial Industry Regulatory Authority related to unfair markups, trading below the minimum denomination, and trade reporting failures involving municipal securities.

The firms accepted the settlements without admitting or denying FINRA's findings. Representatives from the three firms either couldn't be reached or declined to comment.

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