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Dealer groups look forward to the upcoming meetings to discuss the future of Municipal Securities Rulemaking Board fees.
March 5 -
The amendments add a new section to Rule G-12 to align with Exchange Act Rule 15c6-2.
February 8 -
SIFMA's Leslie Norwood joins Bond Buyer Executive Editor Kyle Glazier for a discussion about the regulatory and legislative outlook for broker-dealers. (17 minutes)
January 23 -
SEC Muni Office Chief Dave Sanchez gave issuer officials some updates on implementation of the transparency law.
January 23 -
The Municipal Securities Rulemaking Board is gearing up for its change to a one minute reporting window, slated for the first quarter of the year.
January 2 -
Vern Breland has agreed to pay a $35,000 fine and is permanently barred from participating in future municipal securities offerings.
November 22 -
Jena Watson, who has nearly 30 years of experience, moved over from HomeBank.
September 19 -
Missouri's move to directly regulate asset managers on ESG-related matters marks a new front on the ESG battleground.
August 21 -
The bondholders charge bad faith in negotiations and want no plan employed until all appeals are exhausted.
June 13 -
The MSRB has received approval from the SEC for its amendments to Rules G-12 on uniform practice and G-15 on confirmation, clearance, and settlement practices.
May 31