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Volatility in fixed income prices, which has risen recently, should not be mistaken for a systemic flaw in market structure or be used as a "strawman" to fix the plumbing and functioning of these markets.
June 6American Securities Association -
The Securities and Exchange Commission will be issuing two different rulemaking proposals to address the controversial Financial Data Transparency Act.
May 10 -
The MSRB will request comment on Rule G-12 on inter dealer confirmations and seeks to codify or retire nearly 40 pieces of interpretive guidance related to it.
April 28 -
The proposal would prevent the sale of asset -backed securities tainted by any material conflict of interest and commenters feel that munis should be excluded from the final rule.
March 27 -
The Securities and Exchange Commission proposal would require all market entities to implement policies and procedures to address cybersecurity risks.
March 16 -
Municipal securities could be exempt from the proposal and the Commission invites commenters to lay out why that should be the case.
March 7 -
The proposed Rule G-46 seeks to clarify certain rules specific to solicitor municipal advisors, a very specific group of professionals.
February 9 -
The MSRB took no concrete actions at its meeting that ended last week, but discussed initiatives important to market participants.
January 30 -
Some industry observers still question the need for machine-readable municipal disclosure.
January 4Cato Institute -
Regulators have ambitious plans for 2023, which include best execution and time of trade proposals.
December 27