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"I think your first question to them should be 'Are you from the future?,'" the deputy director of the SEC's Office of Municipal Securities said.
July 1 -
Sanchez said the GFOA's debt committee in particular is a place where there could be discussion about what kind of controls are necessary to address the situation.
June 30 -
The updated document also addresses disclosure relating to cybersecurity.
June 25 -
Some market participants said they were sad to see EMMA Labs go.
June 24 -
The proposal would effectively cancel part of a rule change that had not yet become effective.
June 20 -
The action stems from conduct that occurred from 2020-2023, FINRA alleged.
June 17 -
"This case involves the discovery of a massive Ponzi-like fraud orchestrated by former GHA executive director Robert Cappelletti," plaintiffs GHA and Greater Groton Realty Corp., a non-profit affiliate of the GHA, said in an April court filing.
June 16 -
The law has become no less controversial nearly three years after its passage.
June 11 -
The MSRB's decision to rescind the one-minute trade reporting deadline "comes after months of dialogue and engagement with market participants," MSRB President and CEO Mark Kim said.
June 9 -
The muni market's self-regulatory organization has undergone major changes in its five decades, and challenges are ahead.
June 4
