Securities and Exchange Commission staff are in late stages of finalizing the municipal advisor definition and are considering concerns raised about the definition by state and local governments, the head of the SEC's Office of Municipal Securities told a group of state and local finance officials here Thursday.
Cross: SEC Staff Finalizing MA Definition for Commissioners' Review
Union League Club, Philadelphia, PA
October 21-23, 2015San Francisco Marriott Marquis, San Francisco, CA
Omni Providence Hotel, Providence, RI