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Our legislation would preserve money market funds as a source of liquidity and capital for public the infrastructure needs of our citizens.
May 16
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The Government Finance Officers Association is seeking a new senior associate to engage in legislative and regulatory advocacy as part of the groups federal liaison center here.
May 13 -
Allegations of securities violations against Calvin Grigsby should be dismissed, an Illinois hearing officer recommended in a case that stemmed from his firm Grigsby & Associates advising a state agency to invest in a bank that later failed.
May 13 -
Colorado state lawmakers have passed legislation designed to validate previous elections of special districts and protect them from legal challenges to their qualified electors who vote to create the districts and authorize issuances of tax-exempt bonds.
May 12 -
The Government Finance Officers Association posted an alert on Thursday encouraging its members to both voluntarily disclose the terms of their bank loans and pay attention to regulators increased scrutiny of the lack of such disclosures.
May 12 -
The Municipal Securities Rulemaking Board has filed revised amendments with the Securities and Exchange Commission that would require municipal securities transactions to be closed out within 20 days of settlement.
May 12 -
Miamis dramatically improving and diverse economy was a driving force that led Moody's Investors Service to upgrade the citys general obligation bonds to Aa3 from A1, despite pending SEC and pension suits.
May 11 -
The Securities and Exchange Commission is charging a father, his son, and five of their associates with defrauding investors in Native American tribal bonds to pay for, among other things, their luxury expenses and legal costs associated with prior fraud charges.
May 11 -
The Securities and Exchange Commission is using Peter Cannava, a banker involved in an ill-fated private placement for a startup video game company, as a scapegoat and has no basis for charging him with defrauding investors, his lawyers claimed this week.
May 11 -
A Chicago-based investment advisor faces jail time after pocketing more than $4 million from the sale of phony Chicago-backed securities that she described as "Chicago Anticipatory Notes."
May 6






