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FINRA found that Gates Capital and three of its employees breached several MSRB rules, some related to role-switching from advisor to underwriter on the same transaction.
May 10 -
GAO says Congress should consider giving SEC penalty authority over issuers, stripping Puerto Rico's triple-tax exemption,and expanding investor protection.
May 9 -
The federal the clean water and drinking water state revolving funds remain woefully underfunded, ASCE President Kristina Swallow told lawmakers.
May 9 -
A muni advisor and his firm defrauded a school district in south Texas, lying to it to gain business and failing to disclose a conflict of interest.
May 9 -
The Government Finance Officers Association's new president does not see its top goals changing this year.
May 9 -
The Federal Reserve is close to meeting its dual mandate, and while he expects inflation to run higher than 2% for a while, it won’t cause the Fed to respond aggressively, Federal Reserve Bank of Atlanta President Raphael Bostic said Wednesday.
May 9 -
April was a pretty good month for the municipal bond market following the 30% drop in first quarter issuance, said a market expert.
May 9 -
The Senate Banking, Housing, and Urban Affairs Committee will hold a hearing on May 15 on the nominations on Richard Clarida and Michelle Bowman to the Federal Reserve Board.
May 9 -
Gov. Nathan Deal signed the bills over the objection of Stockbridge bondholders.
May 8 -
The MSRB said its newly-approved rules are an important part of its regulatory efforts, while groups representing dealers and MAs are say they are confusing and need clarification.
May 8









