Regulation and compliance
Regulation
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New National Association of Bond Lawyers president Sandy MacLennan wants to publish more research.
October 3 -
Lucy Hooper, a member of the MSRB since 2014, will take the helm as chair effective Sunday.
September 29 -
The withdrawal or reduction ofederal support for healthcare funding would damage the state budget.
September 28 -
Not everyone appreciates the MSRB's disclosure warnings.
September 27 -
The National Association of State Treasurers has tapped Vermont Treasurer Beth Pearce as its next president.
September 25 -
Rules implementing the Volcker Rule should exempt the traditional TOB structure, SIFMA says.
September 25 -
I write in response to the September 14 guest opinion article titled, “Don’t be selective about disclosure,” written by Lynnette Kelly. Though Ms. Kelly raises important issues in her article and we support her stance overall, her facts with respect to PREPA are inaccurately portrayed.
September 25 -
It warned of deep losses under the latest efforts to repeal Obamacare.
September 22 -
About 36% of municipal advisor firms are sole practitioners, MSRB says.
September 21 -
Rebecca Olsen will replace Jessica Kane as SEC muni securities office director on an acting basis.
September 20 -
The SEC's Catherine McGuire, credited with writing key muni rules, retires
September 20 -
The legislation adds consumer protections and requires more stringent underwriting standards.
September 18 -
FINRA cases involved muni rule violations relating to minimum denominations and conflicts of interest.
September 15 -
MSRB seeking information on primary offering practices, including issue price rules.
September 14 -
Lawrence Wyllie, former superintendent of the Lincoln-Way Community High School District, faces criminal fraud charges.
September 14 -
Municipal Bond Club of New York members were urged to "continue preaching" the benefits as Congress debates tax reform.
September 14 -
FINRA dings firms for failing to report muni trades, trading below minimum denominations.
September 14 -
MSRB tells issuers how to avoid failing to widely disclose information to all investors.
September 13 -
The MSRB encourages municipal bond issuers to make information available to all.
September 13 -
A bill to strengthen consumer protections for Property Assessed Clean Energy financing programs is headed to the governor’s desk.
September 12
















