About 36% of municipal advisor firms are sole practitioners, MSRB says.

Rebecca Olsen will replace Jessica Kane as SEC muni securities office director on an acting basis.

The SEC's Catherine McGuire, credited with writing key muni rules, retires

The legislation adds consumer protections and requires more stringent underwriting standards.

FINRA cases involved muni rule violations relating to minimum denominations and conflicts of interest.

MSRB seeking information on primary offering practices, including issue price rules.

Lawrence Wyllie, former superintendent of the Lincoln-Way Community High School District, faces criminal fraud charges.

Municipal Bond Club of New York members were urged to "continue preaching" the benefits as Congress debates tax reform.

FINRA dings firms for failing to report muni trades, trading below minimum denominations.

MSRB tells issuers how to avoid failing to widely disclose information to all investors.

The MSRB encourages municipal bond issuers to make information available to all.

A bill to strengthen consumer protections for Property Assessed Clean Energy financing programs is headed to the governor’s desk.

Any voluntary disclosure that is reasonably expected to reach investors is subject to the antifraud provisions of the federal securities laws.

Former SEC lawyer Peter Chan has some ideas where SEC enforcement actions may be headed.

If Trump nominates Robert Jackson and the Senate confirms Peirce and him, the SEC would be full.

Federal Reserve Bank of New York President William Dudley was investigated and cleared by an outside law firm for failing to disclose his half-sister’s position as an executive at Wells Fargo & Co., according to an annual disclosure filing.

The Municipal Securities Rulemaking Board seeks approval to change its rule governing CUSIPs.

The SEC action this month against an Oklahoma MA offers helpful guidance for municipal advisors regarding the fiduciary duty of care.

IRS said its new deadlines for claims were “in the interest of sound tax administration.’’

The legacy of the MCDC initiative lives on, lawyers said.