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After a difficult 2018 draws to a close with the U.S. government in shutdown and municipals reeling from a tax law that lowered the value of the tax exemption and took away a key refinancing tool, here’s a list of changes we’d like to see in the coming year.
December 31John Hallacy Consulting LLC -
Kelly Jin, a former White House adviser, will work to streamline analytical and data practices in the Big Apple.
October 17 -
Broker-dealers are tasked with devising a systemic, robust way of determining prices for securities, yet guidance has been vague, especially with respect to illiquid bonds.
October 16S3 -
As regulators move to raise execution standards, electronic trading comes to play a significantly more important role in the compliance process.
July 10Market Axess