Regulation and compliance
Regulation
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The Municipal Securities Rulemaking Board is postponing its Series 54 pilot examination by a month to March 2019.
January 15 -
As the federal government shutdown draws close to a month in length, the District of Columbia is coping fairly well.
January 14 -
Lawmakers plan to restructure the state's retirement plans in this year’s session, after last year’s bill was struck down.
January 14 -
Issuance in Texas during 2018 was down 23% from 2017, reflecting a national slump that followed federal tax law changes that ended advance refundings.
January 14 -
Three lawsuits claiming fraud in the variable-rate demand obligation market are headed toward key court rulings in coming weeks.
January 14 -
Federal formula aid and grants have been cut off for providers ranging from small rural agencies to the nation's biggest mass transit systems.
January 14 -
S&P assigns a stable outlook to healthcare sector this year despite threats while Fitch and Moody's have negative outlooks.
January 11 -
MSRB board members and staff are slated to participate in eight events between next month and May.
January 11 -
The MSRB is hoping to help the market comply with the soon-to be-effective disclosure rule amendments.
January 11 -
The government shutdown limits the SEC's ability to answer issuers' questions on continuing disclosure requirements that take effect Feb. 27.
January 10 -
SALT deduction limitations have heightened sensitivity to the property tax, an issue both complicated and visceral. Paul Burton and John Hallacy host.
January 8 -
Treasury is requiring both more and less specificity in the public approval process for private activity bonds.
January 8 -
Emily Brock, director of GFOA’s federal liaison center, said restoration of advance refundings and increasing the limit on bank qualified debt to $30 million also are among the legislative priorities for 2019.
January 7 -
Municipal enforcement cases including SEC vs. Dwayne Edwards are among those that have been halted.
January 7 -
The Municipal Securities Rulemaking Board is looking to fill five spots for its Board of Directors, important roles influencing the municipal market.
January 7 -
So-called prearranged trading has the potential to do harm to the muni market and land broker-dealer firms in trouble, according to new MSRB draft guidance.
January 4 -
The Legislative Analyst's Office says the shift of the takeover role from the state to the county may weaken oversight.
January 4 -
Only five priorities remain on the Treasury and IRS work plan in 2019 for the municipal bond market.
January 3 -
The Federal Register publication of the finalized PAB regulation takes effect April 1, but part of it can be implemented by issuers immediately.
January 2 -
In its 28-page financial report released Wednesday, the board reported that its net assets increased by over $4.3 million.
January 2
















