Regulation and compliance
Regulation and compliance
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Randy Miller, 70, and Chad Miller, 41, entered guilty pleas Wednesday in the Legacy Cares securities fraud case and will be sentenced at a later date.
May 29 -
As private credit tops $1 trillion, Fed researchers warn bank exposure to the sector could spark systemic risk if defaults spike.
May 21 -
Moody's based this downgrade on the lowering of the rating of the United States government.
May 21 -
The fine for violating MSRB rules was imposed as part of a wider FINRA disciplinary action that saw brokerage firm Calton & Associates fined a total of $75,000.
May 21 -
Municipals were cut up four basis points, depending on the curve, through noon.
May 19 -
The rating agency, which gave the state a positive outlook a year ago, upgraded its general obligation rating a notch to AA-plus ahead of a $25 million bond sale.
May 16 -
At a Bond Buyer conference in Atlanta, industry leaders talked about tariff turmoil, the tax-exemption, weather resiliency, infrastructure and more.
May 16 -
Federal Reserve Gov. Michael Barr said tariffs could have an outsize impact on small businesses and hardships could outlive the trade policy debate.
May 15 -
The up to $385 million of sales and use tax revenue bonds will finance sewer projects to address sanitary system overflows under a federal consent decree.
May 14 -
Moody's Ratings cited low liquidity as a reason for the downgrade.
May 8 -
The outlook revision to positive from stable comes ahead of the airport's planned refunding and plans to issue bonds to help finance a $2.7 billion capital program.
May 7 -
The SEC told the court it is leaving for later to settle financial terms with Jeffrey DeLaveaga.
May 5 -
State officials say the long-term infrastructure service contracts Sustainability Partners signs with municipalites should be legally treated as long-term debt.
May 1 -
The bill would create a not-for-profit corporation modeled after California's IBank, but with more flexibility to handle large-scale projects, backers say.
April 29 -
The state plans to price $626 million in GOs, in part, to fund the I-5 bridge replacement
April 25 -
MSRB appreciates "the robust stakeholder engagement and response" to its requests for feedback on both the rate card and a municipal fund securities concept release, Board Chair Bo Daniels said.
April 25 -
Working in the public interest was "very satisfying," the longtime SEC lawyer said.
April 23 -
FINRA fined three individuals a total of $40,000, a settlement document shows
April 22 -
Federal Reserve Chair Jerome Powell warned that actions that undermine the apparent stability of the U.S. economy could have lasting effects on its status as a global safe haven.
April 16 -
S&P Global Ratings cited longer-term concerns on Palisades wildfire-related liabilities in shifting its CreditWatch on Los Angeles Department of Water and Power to a negative outlook.
April 16


















