Regulation and compliance
Regulation
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Health care facilities have a high risk of cyberattacks compared to medium low risk for local governments and school districts, according to Moody’s
March 3 -
SCE&G, and former SCANA executives, violated securities laws while overseeing the defunct V.C. Summer project, the SEC said.
February 28 -
The new committee of volunteers will be tasked with helping shape the future of EMMA.
February 27 -
The city's sustained financial health is attracting private investment and enabling it to fund neighborhood infrastructure needs, Mayor Bill Peduto said.
February 26 -
Moody's cited stable financial operations and adherence to a recovery plan in Connecticut's capital.
February 26 -
Small Catholic college downgraded to Baa2 on enrollment pressures and a heavy reliance on tuition revenue.
February 24 -
Walter told The Bond Buyer she has been hearing the same push for transparency since her start at the SEC.
February 24 -
The SEC said that the timeliness of disclosures is a “major challenge” in the secondary market for municipal securities.
February 19 -
The investigation had appeared likely to be tied to a fraud case involving the New York State Common Retirement Fund.
February 18 -
The state stepped in to prevent Wall Street banks accused of wrongdoing in the variable-rate market from using what has been their most effective argument.
February 14 -
Analysts expect a drop in trade volume in at least the first two quarters of this year.
February 13 -
The American Securities Association sent a letter to the SEC regarding the regulator's proposed exemptive order for muni advisors, calling it an "ill-advised effort."
February 13 -
Moody’s on Wednesday upgraded Oyster Bay bonds one notch to Baa2 from Baa3 due in part to a resolution of most of the town’s legal challenges.
February 12 -
State Comptroller Susana Mendoza released interim numbers because the state's comprehensive annual financial report for fiscal 2019 is unfinished.
February 11 -
The idea of giving more enforcement powers to the SEC doesn't sit well with issuer officials.
February 10 -
SEC staff stayed consistent with its message that antifraud provisions apply to all public statements made by issuers.
February 10 -
The submission calculator received criticism from issuers and analysts with some saying it isn't ready for "prime time."
February 7 -
The topic of issuer disclosure timing has heated up in recent months, and widened a divide between issuers and analysts.
February 6 -
A stabilized financial position despite traffic drops drove a rating boost for the Delaware River Port Authority.
February 6 -
Paul Daley, managing director of BondWave’s Information Lab, talks about how big data can be made more accessible and valuable to users. He details his examination into a Pacific Gas and Electric bond as a way to illustrate how drilling down into this information can help participants in a fast-moving market. Chip Barnett hosts.
February 6
















