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Much of the material being retired dates back more than 35 years.
February 12 -
Steven Kantor and Kayla MacEwen join a team that has mostly come from Hilltop, expanding Texas-based Masterson Advisors' reach deep into the Northeast.
February 4 -
Acacia and Estrada grew substantially.
February 1 -
Since a temporary exemption allowing muni advisors to facilitate certain private placement deals expired, a federal court cannot strike it down, the SEC argued.
January 26 -
This will be MSRB’s first board meeting of the calendar year.
January 21 -
Steven Kantor, a regional managing director based in New York, was among those cut, sources said.
January 19 -
Robbi Jones, principal at Kipling Jones & Co., received that ruling on appeal from FINRA’s National Adjudicatory Council late last month.
January 4 -
Sources say pricing of bonds will be a prevalent issue in 2021 following comments made by bipartisan SEC commissioners.
January 4 -
SEC Chair Clayton told Rep. French Hill, R-Ark., late last week that he expects the program to sunset at year's end as scheduled.
December 22 -
Multiple news articles, which the SEC did not include, contradict the commission's major reasoning for why a temporary exemption for municipal advisors was needed, SIFMA said.
December 18